SEC Form 4 · accession 0000897101-17-001491
INTRICON CORP · IIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Gruenhagen
Officer — VP, Corp. Qlty. & Reg. Affairs
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2017 | M | 10,000 | $14.70 | A | 16,956 | D | |
| Common StockF1 | Nov 13, 2017 | F | 9,393 | $15.65 | D | 7,563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase - Common StockF2 | $14.70 | Nov 13, 2017 | M | 10,000 | D | — | Dec 10, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1"Cashless Exercise" Resulting In Net Acquisition of 607 Shares.
- F2This Option is Fully Vested and May Be Exercised Immediately.
Remarks
The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934 (as amended), the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to filed by such person.