SEC Form 4 · accession 0001127602-17-032189
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard T. Hartman
Officer — President
Period of report
Nov 14, 2017
Accepted (ET)
Nov 15, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2017 | M | 20,000 | $21.70 | A | 43,233 | D | |
| Common Stock | Nov 14, 2017 | S | 20,000 | $47.00 | D | 23,233 | D | |
| Common Stock | holding | — | — | — | 2,706 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $21.70 | Nov 14, 2017 | M | 20,000 | D | Dec 20, 2009 | Dec 20, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on 9/27/2017.
- F215,000 exercisable as of 1/1/2012, 5,000 exercisable on 12/20/2012