SEC Form 4 · accession 0001674335-17-000065
JELD-WEN Holding, Inc. · JELD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Linker
Officer — SVP, Corp. Dev. & Inv. Rel.
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 9:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | M | 1,232 | $14.07 | A | 16,075 | D | |
| Common Stock | Nov 13, 2017 | M | 1,232 | $9.97 | A | 17,307 | D | |
| Common Stock | Nov 13, 2017 | M | 4,571 | $10.76 | A | 21,878 | D | |
| Common Stock | Nov 13, 2017 | M | 7,051 | $23.14 | A | 28,929 | D | |
| Common Stock | Nov 13, 2017 | M | 3,531 | $18.41 | A | 32,460 | D | |
| Common Stock | Nov 13, 2017 | M | 3,531 | $14.32 | A | 35,991 | D | |
| Common Stock | Nov 13, 2017 | M | 1,232 | $18.79 | A | 37,223 | D | |
| Common StockF1 | Nov 13, 2017 | F | 15,535 | $35.49 | D | 21,688 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (Right to Buy)F2 | $14.07 | Nov 13, 2017 | M | 1,232 | D | — | May 2, 2024 | Common Stock | 1,232 | 0 | D |
| Common Stock Option (Right to Buy)F3 | $9.97 | Nov 13, 2017 | M | 1,232 | D | — | May 2, 2024 | Common Stock | 1,232 | 2,464 | D |
| Class B-1 Stock Option (Right to Buy)F4,F5 | $10.76 | Nov 13, 2017 | M | 4,571 | D | — | May 2, 2024 | Common Stock | 4,571 | 0 | D |
| Common Stock Option (Right to Buy)F6 | $23.14 | Nov 13, 2017 | M | 7,051 | D | — | Jan 12, 2023 | Common Stock | 7,051 | 0 | D |
| Common Stock Option (Right to Buy)F7 | $18.41 | Nov 13, 2017 | M | 3,531 | D | — | Jan 12, 2023 | Common Stock | 3,531 | 0 | D |
| Common Stock Option (Right to Buy)F8 | $14.32 | Nov 13, 2017 | M | 3,531 | D | — | Jan 12, 2023 | Common Stock | 3,531 | 0 | D |
| Common Stock Option (Right to Buy)F9 | $18.79 | Nov 13, 2017 | M | 1,232 | D | — | May 2, 2024 | Common Stock | 1,232 | 0 | D |
Explanation of responses
- F1Shares reported were withheld for payment of the costs and taxes associated with the option exercises described in Table II.
- F2Options vested on May 2, 2016.
- F3Options disposed of vested on May 2, 2017. Remaining options vest in equal installments on May 2, 2018 and May 2, 2019.
- F4Immediately prior to the consummation of the initial public offering of the issuer's Common Stock, Class B-1 Stock Options became exercisable for Common Stock (the "Class B-1 Conversion"). The number of options and the applicable exercise prices are presented on a post-Class B-1 Conversion basis.
- F5Options vested on May 2, 2015.
- F6Options vested in equal installments on January 12, 2014 and January 12, 2015.
- F7Options vested on January 12, 2016.
- F8Options vested on January 12, 2017.
- F9Options vested on May 2, 2015.