SEC Form 4 · accession 0001225208-17-017370
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan Wainwright
Officer — Pres., Channel & Customer Exp.
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 14, 2017 | M | 929 | $0.00 | A | 41,186 | D | |
| Common Shares | Nov 14, 2017 | F | 444 | $93.26 | D | 40,742 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Nov 13, 2017 | A | 8,860 | A | — | — | Common Shares | 8,860 | 10,629 | D |
| Stock Option (Right to Buy)F5 | $93.36 | Nov 13, 2017 | A | 23,300 | A | — | Nov 13, 2027 | Common Shares | 23,300 | 23,300 | D |
| Restricted Stock UnitsF2,F1,F6 | $0.00 | Nov 14, 2017 | M | 929 | D | — | — | Common Shares | 929 | 9,700 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3Conversion is 1-for-1.
- F4Subject to acceleration upon certain events, the restricted stock units vest on November 15, 2019, receive dividend equivalent stock units and convert to common shares upon vesting.
- F5Subject to acceleration upon certain events, the options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of November 15, 2017.
- F6Date Exercisable: November 14, 2017