Insider · CIK 0001185533
Mario J Gabelli
Files at: LGL, AC, GGO.A, INAP, FWONA, GLU, GDL, GBL and 16 more. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 16, 2026 XForm 4 → | Jul 20, 4:05 pm EDT | LGL GROUP INCLGL | 1,194,252 | $6.90 | $8,240,339 | 1,144,648 | — | |
| Mar 8, 2019 GForm 4 → | Mar 8, 5:06 pm EST | Associated Capital Group, Inc.AC | 31,363 | — | — | 0 | — | plan? |
| Feb 27, 2019 AForm 4 → | Feb 28, 4:13 pm EST | Associated Capital Group, Inc.AC | 31,363 | — | — | 31,363 | — | plan? |
| Dec 24, 2018 SForm 4 → | Dec 27, 4:03 pm EST | LGL GROUP INCLGL | 42,000 | $5.95 | $249,900 | 479,471 | −8.05% | plan? |
| Dec 20, 2018 JForm 4 → | Feb 26, 2019, 6:02 pm EST | Gabelli Go Anywhere TrustGGO.A | 120,000 | — | — | 11,956 | — | plan? late |
| Dec 20, 2018 JForm 4 → | Dec 26, 6:44 pm EST | GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.B | 150,377 | $50.00 | $7,518,850 | 1,663 | — | plan? late |
| Dec 20, 2018 JForm 4 → | Dec 26, 6:31 pm EST | GABELLI GLOBAL UTILITY & INCOME TRUSTGLU | 150,377 | $17.50 | $2,631,598 | 4,663 | — | plan? late |
| Dec 13, 2018 PForm 4 → | Dec 17, 3:31 pm EST | GDL FUNDGDL | 800 | $9.16 | $7,328 | 210,800 | +0.38% | plan? |
| Dec 13, 2018 PForm 4 → | Dec 13, 4:44 pm EST | GAMCO INVESTORS, INC. ET ALGBL | 1,503 | $18.97 | $28,508 | 16,503 | +10.0% | plan? |
| Dec 12, 2018 PForm 4 → | Dec 13, 4:08 pm EST | Associated Capital Group, Inc.AC | 2,098 | $33.51 | $70,294 | 2,098 | — | plan? |
| Dec 11, 2018 PForm 4 → | Dec 13, 5:18 pm EST | GDL FUNDGDL | 4,781 | $9.17 | $43,827 | 210,000 | +2.33% | plan? |
| Dec 6, 2018 PForm 4 → | Dec 10, 4:53 pm EST | GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.RT | 3,000 | $0.1856 | $557 | 4,989 | +151% | plan? |
| Dec 6, 2018 PForm 4 → | Dec 10, 4:45 pm EST | GABELLI GLOBAL UTILITY & INCOME TRUSTGLU | 1,011 | $17.80 | $17,996 | 3,000 | +50.8% | plan? |
| Nov 12, 2018 SForm 4 → | Nov 14, 7:21 pm EST | GABELLI DIVIDEND & INCOME TRUSTGDV | 233 | $21.61 | $5,035 | 130,111 | −0.18% | plan? |
| Nov 12, 2018 SForm 4 → | Nov 14, 7:10 pm EST | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV | 197 | $4.94 | $973 | 517,592 | −0.04% | plan? |
| Nov 1, 2018 JForm 4 → | Nov 1, 5:19 pm EDT | GAMCO INVESTORS, INC. ET ALGBL | 709,749 | — | — | 816,501 | — | plan? |
| Oct 26, 2018 PForm 4 → | Oct 29, 5:50 pm EDT | GDL FUNDGDL | 58,904 | $8.93 | $526,139 | 810,000 | +7.84% | plan? |
| Oct 26, 2018 JForm 4 → | Oct 26, 6:13 pm EDT | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV | 422,181 | $5.25 | $2,216,450 | 340,413 | — | plan? |
| Oct 25, 2018 PForm 4 → | Oct 26, 3:32 pm EDT | GDL FUNDGDL | 67,754 | $8.88 | $601,940 | 1,096 | — | plan? |
| Oct 10, 2018 SForm 4 → | Oct 12, 7:21 pm EDT | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV | 5,000 | $5.75 | $28,750 | 504,072 | −0.98% | plan? |
| Oct 10, 2018 SForm 4 → | Oct 12, 4:47 pm EDT | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV'R | 153,210 | $0.0678 | $10,388 | 0 | −100% | plan? |
| Sep 6, 2018 SForm 4 → | Sep 10, 3:19 pm EDT | GDL FUNDGDL.C | 337 | $52.22 | $17,598 | 741 | −31.3% | plan? |
| Aug 3, 2018 MForm 4 → | Aug 6, 11:48 am EDT | LGL GROUP INCLGL | 78,521 | $7.50 | $588,908 | 521,471 | — | plan? |
| Aug 3, 2018 PForm 4 → | Aug 6, 11:48 am EDT | LGL GROUP INCLGL | 18,100 | $5.85 | $105,907 | 449,077 | +4.20% | plan? |
| Jul 17, 2018 SForm 4 → | Jul 19, 3:51 pm EDT | GDL FUNDGDL.C | 268 | $52.31 | $14,019 | 1,078 | −19.9% | plan? |
| Jun 26, 2018 GForm 4 → | Jun 26, 3:24 pm EDT | Associated Capital Group, Inc.AC | 8,000 | — | — | 0 | — | plan? |
| Jun 25, 2018 JForm 4 → | Jun 27, 4:06 pm EDT | GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.A | 38,964 | $50.00 | $1,948,200 | 0 | — | plan? |
| Jun 25, 2018 GForm 4 → | Jun 25, 3:35 pm EDT | Associated Capital Group, Inc.AC | 12,000 | — | — | 8,000 | — | plan? |
| Jun 22, 2018 GForm 4 → | Jun 22, 2:14 pm EDT | Associated Capital Group, Inc.AC | 7,000 | — | — | 20,000 | — | plan? |
| Jun 15, 2018 GForm 4 → | Jun 15, 3:35 pm EDT | Associated Capital Group, Inc.AC | 8,000 | — | — | 27,000 | — | plan? |
| Jun 11, 2018 SForm 4 → | Jun 13, 4:08 pm EDT | BANCROFT FUND LTDBCV | 446 | $22.26 | $9,928 | 56,000 | −0.79% | plan? |
| Jun 1, 2018 GForm 4 → | Jun 4, 3:47 pm EDT | Associated Capital Group, Inc.AC | 30,000 | — | — | 35,000 | — | plan? |
| May 25, 2018 GForm 4 → | May 31, 3:39 pm EDT | Associated Capital Group, Inc.AC | 15,000 | — | — | 65,000 | — | plan? late |
| May 24, 2018 JForm 4 → | May 25, 6:39 pm EDT | GABELLI UTILITY TRUSTGUT | 274,073 | $5.50 | $1,507,402 | 692,022 | — | plan? |
| May 22, 2018 SForm 4 → | May 23, 7:13 pm EDT | GDL FUNDGDL.C | 807 | $52.21 | $42,134 | 0 | −100% | plan? |
| May 21, 2018 GForm 4 → | May 21, 3:33 pm EDT | Associated Capital Group, Inc.AC | 10,000 | — | — | 80,000 | — | plan? |
| May 14, 2018 SForm 4 → | May 16, 7:00 pm EDT | GABELLI UTILITY TRUSTGUTRT | 272,000 | $0.0526 | $14,307 | 0 | −100% | plan? |
| May 10, 2018 PForm 4 → | May 14, 7:08 pm EDT | GDL FUNDGDL | 2,007,700 | $10.00 | $20,072,263 | 2,417,622 | +490% | plan? |
| May 8, 2018 PForm 4 → | May 10, 7:35 pm EDT | GDL FUNDGDL | 10,619 | $9.33 | $99,083 | 409,922 | +2.66% | plan? |
| May 4, 2018 PForm 4 → | May 8, 7:12 pm EDT | GDL FUNDGDL | 9,090 | $9.36 | $85,089 | 399,303 | +2.33% | plan? |
| May 4, 2018 GForm 4 → | May 7, 4:05 pm EDT | Associated Capital Group, Inc.AC | 10,000 | — | — | 90,000 | — | plan? |
| May 2, 2018 SForm 4 → | May 4, 7:46 pm EDT | GDL FUNDGDL.C | 536 | $52.00 | $27,872 | 268 | −66.7% | plan? |
| May 2, 2018 PForm 4 → | May 4, 7:12 pm EDT | GDL FUNDGDL | 11,200 | $9.32 | $104,363 | 390,213 | +2.96% | plan? |
| Apr 30, 2018 PForm 4 → | May 2, 5:09 pm EDT | GDL FUNDGDL | 6,161 | $9.34 | $57,570 | 379,013 | +1.65% | plan? |
| Apr 26, 2018 PForm 4 → | Apr 30, 4:53 pm EDT | GDL FUNDGDL | 8,144 | $9.37 | $76,344 | 372,852 | +2.23% | plan? |
| Apr 24, 2018 PForm 4 → | Apr 25, 3:52 pm EDT | GDL FUNDGDL | 26,053 | $9.35 | $243,655 | 364,708 | +7.69% | plan? |
| Apr 20, 2018 PForm 4 → | Apr 24, 6:22 pm EDT | GDL FUNDGDL | 200 | $9.36 | $1,872 | 338,655 | +0.06% | plan? |
| Apr 17, 2018 PForm 4 → | Apr 19, 7:11 pm EDT | GDL FUNDGDL | 8,164 | $9.42 | $76,914 | 338,455 | +2.47% | plan? |
| Apr 13, 2018 PForm 4 → | Apr 17, 6:01 pm EDT | GDL FUNDGDL | 3,100 | $9.35 | $28,991 | 330,291 | +0.95% | plan? |
| Apr 10, 2018 AGForm 4 → | Apr 12, 9:44 am EDT | Associated Capital Group, Inc.AC | 161,851 | — | — | 100,000 | — | plan? |
| Apr 5, 2018 PForm 4 → | Apr 9, 6:23 pm EDT | Gabelli Go Anywhere TrustGGO | 4,089 | $18.63 | $76,181 | 684,492 | +0.60% | plan? |
| Mar 29, 2018 JForm 4 → | Apr 3, 6:36 pm EDT | GDL FUNDGDL.B | 489,400 | $50.00 | $24,470,000 | 0 | — | plan? |
| Mar 29, 2018 JForm 4 → | Apr 3, 5:13 pm EDT | GDL FUNDGDL.C | 266,089 | $50.00 | $13,304,450 | 536 | — | plan? |
| Mar 12, 2018 PForm 4 → | Mar 13, 6:12 pm EDT | GDL FUNDGDL | 10,000 | $9.61 | $96,071 | 198,722 | +5.30% | plan? |
| Mar 12, 2018 JForm 4 → | Mar 13, 4:01 pm EDT | GAMCO INVESTORS, INC. ET ALGBL | 666,805 | — | — | 1,526,500 | — | plan? |
| Feb 20, 2018 PForm 4 → | Feb 21, 11:19 am EST | GDL FUNDGDL | 18,658 | $9.69 | $180,746 | 188,722 | +11.0% | plan? |
| Feb 2, 2018 PForm 4 → | Feb 6, 8:19 pm EST | GDL FUNDGDL.B | 100 | $50.20 | $5,020 | 38,600 | +0.26% | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 5:00 pm EST | GDL FUNDGDL | 9,000 | $9.91 | $89,190 | 170,064 | +5.59% | plan? |
| Jan 5, 2018 SForm 4 → | Jan 9, 11:55 am EST | BANCROFT FUND LTDBCV | 1,000 | $22.10 | $22,100 | 183,967 | −0.54% | plan? |
| Jan 4, 2018 PForm 4 → | Jan 8, 5:13 pm EST | GDL FUNDGDL.B | 200 | $50.30 | $10,060 | 500 | +66.7% | plan? |
| Dec 29, 2017 GForm 4 → | Jan 2, 2018, 2:54 pm EST | GAMCO INVESTORS, INC. ET ALGBL | 5,000 | — | — | 15,000 | — | plan? |
| Dec 27, 2017 SForm 4 → | Dec 28, 6:16 pm EST | GABELLI MULTIMEDIA TRUST INC.GGT | 10,000 | $9.10 | $90,996 | 591,240 | −1.66% | plan? |
| Dec 26, 2017 GForm 4 → | Dec 26, 3:20 pm EST | GAMCO INVESTORS, INC. ET ALGBL | 10,000 | — | — | 20,000 | — | plan? |
| Dec 21, 2017 JForm 4 → | Dec 21, 7:32 pm EST | GABELLI EQUITY TRUST INCGAB | 463,207 | $5.50 | $2,547,639 | 769,705 | — | plan? |
| Dec 14, 2017 SForm 4 → | Dec 18, 3:56 pm EST | BANCROFT FUND LTDBCV | 100 | $21.61 | $2,161 | 184,967 | −0.05% | plan? |
| Dec 14, 2017 JForm 4 → | Dec 14, 6:13 pm EST | Gabelli Global Small & Mid Cap Value TrustGGZ | 853,175 | $11.50 | $9,811,513 | 78,828 | — | plan? |
| Dec 13, 2017 ADForm 4 → | Dec 14, 11:07 am EST | GAMCO INVESTORS, INC. ET ALGBL | 60,000 | — | — | 30,000 | — | plan? |
| Dec 11, 2017 PForm 4 → | Dec 13, 4:47 pm EST | Gabelli Go Anywhere TrustGGO | 100 | $17.00 | $1,700 | 278,743 | +0.04% | plan? |
| Dec 11, 2017 GForm 4 → | Dec 11, 3:19 pm EST | GAMCO INVESTORS, INC. ET ALGBL | 7,000 | — | — | 0 | — | plan? |
| Dec 6, 2017 PForm 4 → | Dec 8, 3:45 pm EST | Gabelli Go Anywhere TrustGGO | 300 | $18.10 | $5,429 | 278,643 | +0.11% | plan? |
| Dec 4, 2017 PForm 4 → | Dec 6, 7:07 pm EST | GDL FUNDGDL | 32,982 | $10.00 | $329,655 | 320,561 | +11.5% | plan? |
| Dec 4, 2017 SForm 4 → | Dec 6, 2:50 pm EST | BANCROFT FUND LTDBCV | 2,800 | $21.50 | $60,200 | 185,067 | −1.49% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 5:15 pm EST | GDL FUNDGDL | 84,712 | $10.00 | $846,713 | 287,579 | +41.8% | plan? |
| Nov 27, 2017 SForm 4 → | Nov 29, 7:24 pm EST | GABELLI UTILITY TRUSTGUT | 1,149 | $7.04 | $8,093 | 272,000 | −0.42% | plan? |
| Nov 27, 2017 GForm 4 → | Nov 28, 12:03 pm EST | GAMCO INVESTORS, INC. ET ALGBL | 8,000 | — | — | 7,000 | — | plan? |
| Nov 22, 2017 PForm 4 → | Dec 6, 7:36 pm EST | GDL FUNDGDL.B | 700 | $50.75 | $35,523 | 100 | — | plan? late |
| Nov 15, 2017 XForm 4/A → | Nov 28, 4:05 pm EST | LGL GROUP INCLGL | 608,295 | $5.50 | $3,345,623 | 169,323 | — | plan? |
| Nov 15, 2017 XForm 4 → | Nov 16, 2:39 pm EST | LGL GROUP INCLGL | 947,111 | $5.50 | $5,209,111 | 169,323 | — | plan? amended |
| Nov 13, 2017 SForm 4 → | Nov 15, 7:54 pm EST | GABELLI MULTIMEDIA TRUST INC.GGT | 1,100 | $8.76 | $9,631 | 752,448 | −0.15% | plan? |
| Nov 13, 2017 SForm 4 → | Nov 15, 7:18 pm EST | GABELLI DIVIDEND & INCOME TRUSTGDV | 224 | $22.23 | $4,980 | 130,227 | −0.17% | plan? |
| Nov 13, 2017 GForm 4 → | Nov 14, 2:25 pm EST | GAMCO INVESTORS, INC. ET ALGBL | 5,000 | — | — | 15,000 | — | plan? |
| Nov 9, 2017 PForm 4 → | Feb 12, 2018, 3:44 pm EST | Gabelli Go Anywhere TrustGGO.A | 131,956 | $43.50 | $5,740,086 | 131,956 | — | plan? late |
| Oct 31, 2017 GForm 4 → | Oct 31, 1:37 pm EDT | GAMCO INVESTORS, INC. ET ALGBL | 10,000 | — | — | 20,000 | — | plan? |
| Oct 19, 2017 ADForm 4 → | Oct 19, 2:57 pm EDT | GAMCO INVESTORS, INC. ET ALGBL | 60,000 | — | — | 30,000 | — | plan? |
| Oct 10, 2017 GForm 4 → | Oct 10, 2:55 pm EDT | GAMCO INVESTORS, INC. ET ALGBL | 10,000 | — | — | 0 | — | plan? |
| Oct 2, 2017 GForm 4 → | Oct 5, 2:08 pm EDT | GAMCO INVESTORS, INC. ET ALGBL | 10,000 | — | — | 10,000 | — | plan? late |
| Sep 18, 2017 GForm 4 → | Sep 19, 11:48 am EDT | GAMCO INVESTORS, INC. ET ALGBL | 10,000 | — | — | 20,000 | — | plan? |
| Sep 7, 2017 JForm 4 → | Nov 1, 6:27 pm EDT | GDL FUNDGDL | 66,900 | — | — | 0 | — | plan? late |
| Sep 7, 2017 JForm 4 → | Oct 26, 4:41 pm EDT | GABELLI GLOBAL UTILITY & INCOME TRUSTGLU | 3,741 | — | — | 0 | — | plan? late |
| Sep 7, 2017 JForm 4 → | Oct 26, 10:54 am EDT | GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.A | 2,649 | — | — | 0 | — | plan? late |
| Aug 30, 2017 JForm 4 → | Feb 12, 2018, 3:44 pm EST | Gabelli Go Anywhere TrustGGO.A | 51,545 | — | — | 0 | — | plan? late |
| Aug 8, 2017 PForm 4 → | Aug 10, 4:31 pm EDT | GDL FUNDGDL | 4,000 | $10.30 | $41,186 | 197,059 | +2.07% | plan? |
| May 23, 2017 PForm 4 → | May 23, 4:35 pm EDT | LGL GROUP INCLGL | 2,300 | $4.88 | $11,220 | 244,161 | +0.95% | plan? |
| May 11, 2017 PForm 4 → | May 15, 6:13 pm EDT | GDL FUNDGDL | 223 | $10.00 | $2,230 | 37,000 | +0.61% | plan? |
| Feb 21, 2017 PForm 4 → | Feb 23, 5:05 pm EST | GDL FUNDGDL | 1,500 | $10.05 | $15,075 | 35,094 | +4.47% | plan? |
| Dec 6, 2016 PForm 4 → | Dec 6, 4:04 pm EST | LGL GROUP INCLGL | 1,100 | $5.24 | $5,762 | 121,900 | +0.91% | plan? |
| Nov 28, 2016 SForm 4 → | Nov 30, 1:39 pm EST | GABELLI GLOBAL UTILITY & INCOME TRUSTGLU | 3,754 | $16.42 | $61,652 | 0 | −100% | plan? |
| Nov 16, 2016 GForm 4 → | Nov 17, 3:21 pm EST | Associated Capital Group, Inc.AC | 10,000 | — | — | 0 | — | plan? |
| Nov 2, 2016 SForm 4/A → | Nov 10, 3:36 pm EST | Gabelli Go Anywhere TrustGGO | 154,635 | $19.00 | $2,938,065 | 0 | −100% | plan? |
| Nov 2, 2016 PForm 4/A → | Nov 10, 3:36 pm EST | Gabelli Go Anywhere TrustGGO | 674,211 | $19.00 | $12,810,009 | 958,746 | +237% | plan? |
Reported trades — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 16, 2026 XForm 4 → | Jul 20, 4:05 pm EDT | LGL GROUP INCLGL | 1,194,252 | — | — | 0 | — | |
| Jun 15, 2026 SForm 4 → | Jun 16, 4:09 pm EDT | LGL GROUP INCLGL | 10,342 | $0.012 | $124 | 660,326 | — | |
| Feb 27, 2019 DForm 4 → | Feb 28, 4:13 pm EST | Associated Capital Group, Inc.AC | 31,363 | — | — | 18,765,673 | — | |
| Apr 10, 2018 DForm 4 → | Apr 12, 9:44 am EDT | Associated Capital Group, Inc.AC | 130,000 | — | — | 18,797,036 | — | |
| Nov 15, 2017 XForm 4 → | Nov 16, 2:39 pm EST | LGL GROUP INCLGL | 1,388,451 | — | — | 0 | — | amended |
| Sep 5, 2017 JForm 4 → | Sep 25, 2:58 pm EDT | LGL GROUP INCLGL | 1,388,451 | — | — | 290,268 | — | late |
| Feb 12, 2016 JForm 4 → | Feb 24, 2:53 pm EST | Associated Capital Group, Inc.AC | 160,000 | — | — | 18,927,036 | — | late |
| Nov 12, 2015 JForm 4/A → | Dec 1, 5:48 pm EST | Associated Capital Group, Inc.AC | 19,196,792 | — | — | 18,767,036 | — | |
| Nov 12, 2015 JForm 4 → | Nov 16, 7:36 pm EST | Associated Capital Group, Inc.no symbol | 19,196,792 | — | — | 18,767,036 | — | amended |