Form4insider filings, from the source

Company · CIK 0001060349 · SIC 6211 — Security Brokers, Dealers & Flotation Companies

GAMCO INVESTORS, INC. ET AL · GBL

Insider activity reported against this company. All insider holders · Files at: AC. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market activity at this companybuys $97k · 2sales $2.6M · 10net −$2.5M
$10k$10k$100k$100k$1M$1M$10M$10MbuyssalesMay 2015Dec 2015Jul 2016Mar 2017Oct 2017May 2018Dec 2018

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Dec 13, 2018 PForm 4 →Dec 13, 4:44 pm ESTMario J GabelliChairman & CEO, Director, 10% Owner1,503$18.97$28,50816,503+10.0% plan?
Nov 1, 2018 JForm 4 →Nov 1, 5:19 pm EDTMario J GabelliChairman & CEO, Director, 10% Owner709,749——816,501— plan?
Aug 9, 2018 SForm 4 →Aug 9, 4:00 pm EDTDiane LaPointeCo-Chief Accounting Officer3,996$26.15$104,5000−100% plan?
Aug 7, 2018 AForm 4 →Aug 9, 4:22 pm EDTAgnes MulladySenior Vice President6,000——31,939— plan?
Aug 7, 2018 AForm 4 →Aug 9, 4:17 pm EDTDouglas R JamiesonPresident & COO of GAMCO Asset15,000——28,439— plan?
Aug 7, 2018 AForm 4 →Aug 9, 4:10 pm EDTKevin HandwerkerExecutive VP & General Counsel5,500——8,404— plan?
Aug 7, 2018 AForm 4 →Aug 9, 4:04 pm EDTKieran CaterinaCo-Chief Accounting Officer5,000——11,000— plan?
Aug 7, 2018 AForm 4 →Aug 9, 4:00 pm EDTDiane LaPointeCo-Chief Accounting Officer5,000——9,000— plan?
Jun 18, 2018 SForm 4 →Jun 18, 12:50 pm EDTKieran CaterinaCo-Chief Accounting Officer663$25.24$16,7366,000−9.95% plan?
Apr 4, 2018 AForm 4 →Apr 5, 1:45 pm EDTAgnes MulladySenior Vice President4,000——25,939— plan?
Apr 4, 2018 AForm 4 →Apr 5, 1:42 pm EDTDiane LaPointeCo-Chief Accounting Officer4,000——4,000— plan?
Apr 4, 2018 AForm 4 →Apr 5, 1:38 pm EDTDouglas R JamiesonPresident & COO of GAMCO Asset5,000——13,439— plan?
Apr 4, 2018 AForm 4 →Apr 5, 1:34 pm EDTKevin HandwerkerExecutive VP & General Counsel2,500——2,904— plan?
Apr 4, 2018 AForm 4 →Apr 5, 1:32 pm EDTKieran CaterinaCo-Chief Accounting Officer4,000——6,663— plan?
Apr 4, 2018 AForm 4 →Apr 5, 1:29 pm EDTBruce N AlpertSenior Vice President3,000——12,119— plan?
Mar 12, 2018 JForm 4 →Mar 13, 4:01 pm EDTMario J GabelliChairman & CEO, Director, 10% Owner666,805——1,526,500— plan?
Mar 5, 2018 JForm 4 →Feb 12, 2019, 2:12 pm ESTEugene R McGrathDirector7,155——12,455— plan? late
Mar 5, 2018 JForm 4 →Jan 31, 2019, 4:05 pm ESTRaymond AvansinoDirector121,500——211,500— plan? late
Feb 13, 2018 JForm 4 →Feb 15, 3:35 pm ESTDiane LaPointeCo-Chief Accounting Officer7,992——3,996— plan?
Jan 12, 2018 FForm 4 →Jan 16, 3:19 pm ESTDouglas R JamiesonPresident & COO of GAMCO Asset2,056$29.94$61,5578,439— plan?
Jan 12, 2018 FForm 4 →Jan 16, 3:14 pm ESTAgnes MulladySenior Vice President5,825$29.94$174,40121,939— plan?
Jan 12, 2018 FForm 4 →Jan 16, 3:10 pm ESTKevin HandwerkerExecutive VP & General Counsel428$29.94$12,814404— plan?
Dec 29, 2017 GForm 4 →Jan 2, 2018, 2:54 pm ESTMario J Gabelli +2Chairman & CEO, Director, 10% Owner5,000——15,000— plan?
Dec 26, 2017 GForm 4 →Dec 26, 3:20 pm ESTMario J Gabelli +2Chairman & CEO, Director, 10% Owner10,000——20,000— plan?
Dec 14, 2017 SForm 4 →Dec 14, 3:42 pm ESTHenry Van der EbSenior Vice President882$29.13$25,6940−100% plan?
Dec 13, 2017 ADForm 4 →Dec 14, 11:07 am ESTMario J Gabelli +2Chairman & CEO, Director, 10% Owner60,000——30,000— plan?
Dec 11, 2017 GForm 4 →Dec 11, 3:19 pm ESTMario J Gabelli +2Chairman & CEO, Director, 10% Owner7,000——0— plan?
Nov 27, 2017 GForm 4 →Nov 28, 12:03 pm ESTMario J Gabelli +2Chairman & CEO, Director, 10% Owner8,000——7,000— plan?
Nov 13, 2017 GForm 4 →Nov 14, 2:25 pm ESTMario J Gabelli +2Chairman & CEO, Director, 10% Owner5,000——15,000— plan?
Oct 31, 2017 GForm 4 →Oct 31, 1:37 pm EDTMario J Gabelli +2Chairman & CEO, Director, 10% Owner10,000——20,000— plan?
Oct 19, 2017 ADForm 4 →Oct 19, 2:57 pm EDTMario J Gabelli +2Chairman & CEO, Director, 10% Owner60,000——30,000— plan?
Oct 10, 2017 GForm 4 →Oct 10, 2:55 pm EDTMario J Gabelli +2Chairman & CEO, Director, 10% Owner10,000——0— plan?
Oct 2, 2017 GForm 4 →Oct 5, 2:08 pm EDTMario J Gabelli +2Chairman & CEO, Director, 10% Owner10,000——10,000— plan? late
Sep 18, 2017 GForm 4 →Sep 19, 11:48 am EDTMario J Gabelli +2Chairman & CEO, Director, 10% Owner10,000——20,000— plan?
Sep 15, 2017 FForm 4 →Sep 18, 11:27 am EDTDouglas R JamiesonPresident & COO of GAMCO Asset310$28.79$8,92510,495— plan?
Sep 15, 2017 FForm 4 →Sep 18, 11:21 am EDTAgnes MulladySenior Vice President670$28.79$19,28927,764— plan?
Sep 15, 2017 FForm 4 →Sep 18, 11:18 am EDTKevin HandwerkerExecutive VP & General Counsel168$28.79$4,837832— plan?
Sep 11, 2017 SForm 4 →Sep 12, 4:09 pm EDTHenry Van der EbSenior Vice President474$28.83$13,663882−35.0% plan?
Aug 31, 2017 FForm 4 →Sep 1, 12:06 pm EDTKieran CaterinaCo-Chief Accounting Officer2,579$29.47$76,0032,663— plan?
Aug 31, 2017 SForm 4 →Sep 1, 12:06 pm EDTKieran CaterinaCo-Chief Accounting Officer2,325$29.47$68,5285,242−30.7% plan?
Aug 31, 2017 FForm 4 →Sep 1, 11:44 am EDTDiane LaPointeCo-Chief Accounting Officer2,321$29.47$68,4003,996— plan?
Aug 31, 2017 FForm 4 →Sep 1, 11:07 am EDTBruce N AlpertSenior Vice President1,128$29.47$33,2429,119— plan?
Aug 31, 2017 FForm 4 →Sep 1, 10:48 am EDTHenry Van der EbSenior Vice President194$29.47$5,7171,356— plan?
Aug 7, 2017 FForm 4 →Aug 9, 2:36 pm EDTDouglas R JamiesonPresident & COO of GAMCO Asset310$29.77$9,22910,805— plan?
Aug 7, 2017 FForm 4 →Aug 9, 1:41 pm EDTBruce N AlpertSenior Vice President148$29.77$4,40610,247— plan?
Aug 7, 2017 FForm 4 →Aug 9, 11:26 am EDTHenry Van der EbSenior Vice President32$29.77$9531,550— plan?
Aug 7, 2017 FForm 4 →Aug 9, 10:47 am EDTAgnes MulladySenior Vice President782$29.77$23,28028,434— plan?
Aug 7, 2017 FForm 4 →Aug 8, 5:47 pm EDTDiane LaPointeCo-Chief Accounting Officer258$29.77$7,6816,317— plan?
Aug 7, 2017 FForm 4 →Aug 8, 3:32 pm EDTKieran CaterinaCo-Chief Accounting Officer258$29.77$7,6817,567— plan?
Jun 19, 2017 JForm 4 →Feb 26, 2018, 3:59 pm ESTDouglas R JamiesonPresident & COO of GAMCO Asset1,640——820— plan? late
Jun 16, 2017 JForm 4 →Jun 16, 5:32 pm EDTDouglas R JamiesonPresident & COO820——2,460— plan?
Nov 11, 2016 JForm 4 →Nov 15, 4:02 pm ESTFrederick J Mancheski10% Owner242,199——1,136,704— plan?
Aug 8, 2016 FForm 4 →Aug 9, 2:41 pm EDTHenry Van der EbSenior Vice President94$31.96$3,0041,582— plan?
Aug 8, 2016 FForm 4 →Aug 9, 2:39 pm EDTAgnes MulladySenior Vice President2,345$31.96$74,94629,216— plan?
Aug 8, 2016 FForm 4 →Aug 9, 2:34 pm EDTDiane LaPointeCo-Chief Accounting Officer555$31.96$17,7386,575— plan?
Aug 8, 2016 FForm 4 →Aug 9, 2:31 pm EDTKieran CaterinaCo-Chief Accounting Officer555$31.96$17,7387,825— plan?
Aug 8, 2016 FForm 4 →Aug 9, 2:28 pm EDTBruce N AlpertSenior Vice President444$31.96$14,19010,395— plan?
Jun 13, 2016 PForm 4 →Jun 14, 3:50 pm EDTMario J Gabelli +2Chairman & CEO, Director, 10% Owner2,000$34.38$68,7692,000— plan?
Apr 22, 2016 GForm 4 →Apr 25, 2:07 pm EDTMario J Gabelli +2Chairman & CEO, Director, 10% Owner10,000——0— plan?
Apr 19, 2016 ADGForm 4 →Apr 21, 3:55 pm EDTMario J Gabelli +2Chairman & CEO, Director, 10% Owner23,000——30,000— plan?
Mar 30, 2016 GForm 4 →Mar 31, 3:09 pm EDTMario J Gabelli +2Chairman & CEO, Director, 10% Owner2,000——33,000— plan?
Mar 2, 2016 GForm 4 →Mar 3, 3:07 pm ESTMario J Gabelli +2Chairman & CEO, Director, 10% Owner5,000——35,000— plan?
Feb 29, 2016 GForm 4 →Feb 29, 1:46 pm ESTMario J Gabelli +2Chairman & CEO, Director, 10% Owner5,000——40,000— plan?
Feb 12, 2016 ADGJForm 4 →Feb 24, 3:09 pm ESTMario J Gabelli +2Chairman & CEO, Director, 10% Owner265,000——45,000— plan? late
Dec 30, 2015 ADGForm 4 →Dec 31, 2:21 pm ESTMario J Gabelli +2Chairman & CEO, Director, 10% Owner120,000——0— plan?
Dec 7, 2015 GForm 4 →Dec 8, 1:18 pm ESTMario J Gabelli +2Chairman & CEO, Director, 10% Owner10,000——0— plan?
Nov 27, 2015 AForm 4 →Dec 1, 5:46 pm ESTMario J Gabelli +2Chairman & CEO, Director, 10% Owner4,393,055$34.14$149,999,9844,393,055— plan?
Nov 9, 2015 GForm 4 →Nov 10, 2:37 pm ESTMario J GabelliChairman & CEO, Director, 10% Owner5,000——10,000— plan?
Oct 29, 2015 GForm 4 →Oct 30, 2:36 pm EDTMario J GabelliChairman & CEO, Director, 10% Owner5,000——15,000— plan?
Oct 23, 2015 SForm 4 →Oct 26, 4:06 pm EDTKevin HandwerkerExecutive VP & General Counsel1,755$59.25$103,9871,000−63.7% plan?
Oct 23, 2015 FForm 4 →Oct 26, 4:06 pm EDTKevin HandwerkerExecutive VP & General Counsel27$57.86$1,5622,755— plan?
Oct 19, 2015 FForm 4/A →Oct 26, 4:16 pm EDTDouglas R JamiesonPresident & COO1,032$57.86$59,71211,115— plan?
Oct 19, 2015 FForm 4/A →Oct 26, 4:09 pm EDTHenry Van der EbSenior Vice President324$57.86$18,7471,676— plan?
Oct 19, 2015 FForm 4/A →Oct 26, 3:57 pm EDTDiane LaPointeCo-Chief Accounting Officer370$57.86$21,4087,130— plan?
Oct 19, 2015 FForm 4/A →Oct 26, 3:46 pm EDTAgnes MulladySenior Vice President824$57.86$47,67731,561— plan?
Oct 19, 2015 FForm 4/A →Oct 26, 3:43 pm EDTBruce N AlpertSenior Vice President555$57.86$32,11210,839— plan?
Oct 19, 2015 FForm 4/A →Oct 26, 3:39 pm EDTKieran CaterinaCo-Chief Accounting Officer370$57.86$21,4088,380— plan?
Oct 19, 2015 FForm 4 →Oct 20, 2:13 pm EDTAgnes MulladySenior Vice President806$57.86$46,63531,579— plan? amended
Oct 19, 2015 FForm 4 →Oct 20, 1:54 pm EDTBruce N AlpertSenior Vice President542$57.86$31,36010,852— plan? amended
Oct 19, 2015 FForm 4 →Oct 20, 1:46 pm EDTDouglas R JamiesonPresident & COO1,014$57.86$58,67011,133— plan? amended
Oct 19, 2015 FForm 4 →Oct 20, 1:39 pm EDTKevin HandwerkerExecutive VP & General Counsel1,218$57.86$70,4732,782— plan?
Oct 19, 2015 FForm 4 →Oct 20, 1:35 pm EDTHenry Van der EbSenior Vice President315$57.86$18,2261,685— plan? amended
Oct 19, 2015 FForm 4 →Oct 20, 1:32 pm EDTDiane LaPointeCo-Chief Accounting Officer361$57.86$20,8877,139— plan? amended
Oct 19, 2015 FForm 4 →Oct 20, 1:29 pm EDTKieran CaterinaCo-Chief Accounting Officer361$57.86$20,8878,389— plan? amended
Sep 23, 2015 GForm 4 →Sep 28, 3:08 pm EDTFrederick J Mancheski10% Owner11,150——791,585— plan? late
Sep 23, 2015 GForm 4 →Sep 23, 5:25 pm EDTMario J GabelliChairman & CEO, Director, 10% Owner10,000——20,000— plan?
Sep 10, 2015 ADForm 4 →Sep 10, 3:45 pm EDTMario J GabelliChairman & CEO, Director, 10% Owner40,000——30,000— plan?
Aug 28, 2015 GForm 4 →Sep 1, 10:23 am EDTMario J GabelliChairman & CEO, Director, 10% Owner44,000——343,295— plan?
Aug 25, 2015 JForm 4 →Aug 27, 3:15 pm EDTElisa M. WilsonDirector1,348——15,808— plan?
Aug 25, 2015 JForm 4 →Aug 27, 3:02 pm EDTMarc GabelliDirector710——3,018— plan?
Aug 25, 2015 JForm 4 →Aug 27, 2:58 pm EDTBruce N AlpertSenior Vice President203——1,720— plan?
Aug 25, 2015 JForm 4 →Aug 27, 2:53 pm EDTDouglas R JamiesonPresident & COO1,115——29,471— plan?
Aug 25, 2015 JForm 4 →Aug 27, 2:44 pm EDTMario J GabelliChairman & CEO, Director, 10% Owner175,465——375,295— plan?
Jun 23, 2015 SForm 4 →Jun 23, 4:11 pm EDTElisa M. WilsonDirector2,700$69.97$188,9103,500−43.5% plan?
Jun 19, 2015 SForm 4 →Jun 22, 4:56 pm EDTElisa M. WilsonDirector3,800$69.66$264,7086,200−38.0% plan?
Jun 19, 2015 MForm 4 →Jun 22, 4:56 pm EDTElisa M. WilsonDirector10,000$45.77$457,70010,000— plan?
Jun 18, 2015 SForm 4 →Jun 18, 4:46 pm EDTEugene R McGrathDirector5,700$69.49$396,0935,300−51.8% plan?
Jun 17, 2015 MForm 4 →Jun 18, 4:46 pm EDTEugene R McGrathDirector10,000$39.90$399,00011,000— plan?
Jun 16, 2015 MForm 4 →Jun 16, 5:13 pm EDTRaymond AvansinoDirector6,000$51.74$310,44030,000— plan?
Jun 15, 2015 GForm 4 →Jun 15, 2:53 pm EDTMario J GabelliChairman & CEO, Director, 10% Owner9,000——0— plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
May 9, 2018 AForm 4 →May 10, 11:06 am EDTLeslie B DanielsDirector10,000——10,000—
Nov 21, 2017 JForm 4 →Nov 22, 5:04 pm ESTCASCADE INVESTMENT, L.L.C. +110% Owner———0—
Jun 19, 2015 MForm 4 →Jun 22, 4:56 pm EDTElisa M. WilsonDirector10,000——0—
Jun 17, 2015 MForm 4 →Jun 18, 4:46 pm EDTEugene R McGrathDirector10,000——0—
Jun 16, 2015 MForm 4 →Jun 16, 5:13 pm EDTRaymond AvansinoDirector6,000——0—

Filed by this entity as an insider elsewhere — common stock

No reported common-stock activity in this period.

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.