SEC Form 4 · accession 0000807249-18-000030
GAMCO INVESTORS, INC. ET AL · GBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane LaPointe
Officer — Co-Chief Accounting Officer
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 13, 2018 | J | 3,996 | $0.00 | D | 0 | D | |
| Class A Common StockF2 | Feb 13, 2018 | J | 3,996 | $0.00 | A | 3,996 | I | By: Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were moved to a Revocable Trust that the Reporting Person is one of the trustees for.
- F2The Reporting Person is one of the trustees of this Revocable Trust.