SEC Form 4 · accession 0000807249-15-000134
GAMCO INVESTORS, INC. ET AL · GBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene R McGrath
Director
Period of report
Jun 17, 2015
Accepted (ET)
Jun 18, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 17, 2015 | M | 10,000 | $39.90 | A | 11,000 | D | |
| Class A Common StockF1 | Jun 18, 2015 | S | 5,700 | $69.49 | D | 5,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2 | $39.90 | Jun 17, 2015 | M | 10,000 | D | Feb 6, 2010 | Feb 6, 2017 | Class A Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Shares were sold to satisfy the exercise price of the options.
- F2The options were exercisable with respect to 75% of the shares on 2/6/10 and with respect to 100% of the shares on 2/6/11.