SEC Form 4 · accession 0000807249-19-000018
GAMCO INVESTORS, INC. ET AL · GBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Avansino
Director
Period of report
Mar 5, 2018
Accepted (ET)
Jan 31, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Mar 5, 2018 | J | 121,500 | $0.00 | A | 211,500 | I | By: Entities |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were received as a result of the completion of an exchange offer in which tendering shareholders received 1.35 shares of GAMCO Investors, Inc. Class A common stock for each share of Associated Capital Group, Inc. Class A common stock tendered.
- F2These shares are owned by three entities for which Mr. Avansino serves as a director, officer or trustee. Mr. Avansino disclaims beneficial ownership of these shares.