SEC Form 4 · accession 0000807249-18-000120
GAMCO INVESTORS, INC. ET AL · GBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kieran Caterina
Officer — Co-Chief Accounting Officer
Period of report
Jun 18, 2018
Accepted (ET)
Jun 18, 2018 · 12:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 18, 2018 | S | 663 | $25.2426 | D | 6,000 | D |
Table II — derivative securities
No Table II lines on this filing.