SEC Form 4 · accession 0000807249-17-000146
GAMCO INVESTORS, INC. ET AL · GBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kieran Caterina
Officer — Co-Chief Accounting Officer
Period of report
Aug 31, 2017
Accepted (ET)
Sep 1, 2017 · 12:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 31, 2017 | S | 2,325 | $29.4744 | D | 5,242 | D | |
| Class A Common Stock | Aug 31, 2017 | F | 2,579 | $29.47 | D | 2,663 | D |
Table II — derivative securities
No Table II lines on this filing.