SEC Form 4 · accession 0001214659-16-014714
GAMCO INVESTORS, INC. ET AL · GBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick J Mancheski
10% Owner
Period of report
Jun 12, 2006
Accepted (ET)
Nov 15, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.001F1 | Nov 11, 2016 | J | 242,199 | $0.00 | D | 1,136,704 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This report is filed solely for the purpose of reflecting changes in beneficial ownership of the Reporting Person arising out of the implementation of certain aspects of his estate plan which involved transfers of a total of 242,199 shares of Issuer to the Reporting Person from Mancheski, LLC, which has been dissolved and no longer has ownership of any shares of the Issuer, and the Frederick J. Mancheski 2009 Irrevocable Trust (the "Irrevocable Trust") which currently owns 569,270 shares of Issuer after the completion of the foregoing estate planning transfers and as to which the Reporting Person disclaims beneficial ownership. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of any securities owned by the Irrevocable Trust for Section 16 or any other purpose.