SEC Form 4/A · accession 0000807249-15-000242
GAMCO INVESTORS, INC. ET AL · GBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Douglas R Jamieson
Officer — President & COO
Period of report
Oct 19, 2015
Accepted (ET)
Oct 26, 2015 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 19, 2015 | F | 1,032 | $57.86 | D | 11,115 | D | |
| Class A Common StockF1 | holding | — | — | — | 3,280 | I | Custodian of UGMA accounts | |
| Class B Common StockF2 | holding | — | — | — | 29,471 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Jamieson is the Uniform Gifts to Minors Act ("UGMA") custodian for his minor childrens' UGMA accounts. Mr. Jamieson has voting and dispositive control of these shares.
- F2Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 772,618 shares of Class B Stock that can be converted into Class A Stock.