SEC Form 4 · accession 0000807249-18-000094
GAMCO INVESTORS, INC. ET AL · GBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie B Daniels
Director
Period of report
May 9, 2018
Accepted (ET)
May 10, 2018 · 11:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060349
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1 | $25.55 | May 9, 2018 | A | 10,000 | A | May 9, 2021 | May 9, 2028 | Class A Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The options are exercisable with respect to 75% of the shares on 5/9/2021 and with respect to 100% of the shares on 5/9/2022.