SEC Form 4 · accession 0001271163-18-000033
GABELLI UTILITY TRUST · GUT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario J Gabelli
Director · Other
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Subscription Rights for Common SharesF1 | May 14, 2018 | S | 272,000 | $0.0526 | D | 0 | I | GGCP, Inc. |
| Subscription Rights for Common SharesF2 | holding | — | — | — | 11,015 | I | MJG IV Limited Partnership | |
| Subscription Rights for Common Shares | holding | — | — | — | 425,175 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The rights reported reflect the total rights owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the rights held by it which are in excess of his indirect pecuniary interest.
- F2The rights reported reflect the total rights owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the rights held by this entity which are in excess of his indirect pecuniary interest.