SEC Form 4 · accession 0000807249-26-000053
LGL GROUP INC · LGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario J Gabelli
10% Owner
Period of report
Jul 16, 2026
Accepted (ET)
Jul 20, 2026 · 4:05 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000061004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 16, 2026 | X | 621,928 | $6.90 | A | 1,292,596 | D | |
| Common StockF1 | Jul 16, 2026 | X | 572,324 | $6.90 | A | 1,144,648 | I | By: GGCP, Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to purchase) | $6.90 | Jul 16, 2026 | X | 621,928 | D | Jun 8, 2026 | Jun 23, 2026 | Common Stock | 621,928 | 0 | D |
| Subscription Rights (right to purchase)F1 | $6.90 | Jul 16, 2026 | X | 572,324 | D | Jun 8, 2026 | Jun 23, 2026 | Common Stock | 572,324 | 0 | I |
Explanation of responses
- F1These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.