SEC Form 4 · accession 0001271163-18-000055
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC · GCV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario J Gabelli
Director · Other
Period of report
Oct 10, 2018
Accepted (ET)
Oct 12, 2018 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000845611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Oct 10, 2018 | S | 5,000 | $5.75 | D | 504,072 | D | |
| Common Stock, Par Value $0.001F1 | holding | — | — | — | 870,549 | I | GGCP, Inc. | |
| Common Stock, Par Value $0.001F2 | holding | — | — | — | 239,707 | I | Gabelli & Company Investment Advisers, Inc. | |
| Common Stock, Par Value $0.001F3 | holding | — | — | — | 10,000 | I | MJG IV Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported reflect the total shares owned by GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interests.
- F2The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a majority owned subsidiary of GAMCO. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- F3The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interest.