SEC Form 4 · accession 0001271163-17-000071
GABELLI MULTIMEDIA TRUST INC. · GGT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario J Gabelli
Director · Other
Period of report
Dec 27, 2017
Accepted (ET)
Dec 28, 2017 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921671
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001F1,F2 | Dec 27, 2017 | S | 10,000 | $9.0996 | D | 591,240 | I | GGCP, Inc. |
| Common Stock, Par Value $0.001F1 | holding | — | — | — | 752,796 | D | ||
| Common Stock, Par Value $0.001F1,F3 | holding | — | — | — | 19,702 | I | MJG IV Limited Partnership | |
| Common Stock, Par Value $0.001F1,F4 | holding | — | — | — | 97,995 | I | Associated Capital Group, Inc. | |
| Common Stock, Par Value $0.001F1,F5 | holding | — | — | — | 176,381 | I | Gabelli & Company Investment Advisers, Inc. | |
| Common Stock, Par Value $0.001F1,F6 | holding | — | — | — | 26,667 | I | GPJ Retirement Partners |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
- F2The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- F3The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- F4The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- F5The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a majority owned subsidiary of GAMCO. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- F6The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.