SEC Form 4 · accession 0001271163-19-000003
Gabelli Go Anywhere Trust · GGO.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario J Gabelli
Director · 10% Owner · Other
Period of report
Dec 20, 2018
Accepted (ET)
Feb 26, 2019 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Cumulative Puttable and Callable Preferred Shares | Dec 20, 2018 | J | 120,000 | $0.00 | D | 11,956 | D | |
| Series A Cumulative Puttable and Callable Preferred SharesF2 | holding | — | — | — | 32,640 | I | Associated Capital Group, Inc. | |
| Series A Cumulative Puttable and Callable Preferred SharesF3 | holding | — | — | — | 94,845 | I | E3M 2016, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares being reported were transferred to trust accounts.
- F2The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- F3E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.