SEC Form 4 · accession 0000807249-26-000049
LGL GROUP INC · LGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario J Gabelli
10% Owner
Period of report
Jun 15, 2026
Accepted (ET)
Jun 16, 2026 · 4:09 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000061004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 670,668 | D | ||
| Common StockF1 | holding | — | — | — | 572,324 | I | By: GGCP, Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to purchase) | $6.90 | Jun 15, 2026 | S | 10,342 | D | Jun 8, 2026 | Jun 23, 2026 | Common Stock | 660,326 | 660,326 | D |
| Subscription Rights (right to purchase)F1 | $6.90 | holding | — | — | — | Jun 8, 2026 | Jun 23, 2026 | Common Stock | 572,324 | 572,324 | I |
Explanation of responses
- F1These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.