SEC Form 4 · accession 0001401708-17-000093
NanoString Technologies Inc · NSTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Chad Brown
Officer — SVP, Sales & Marketing
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401708
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Nov 13, 2017 | A | 17,200 | A | — | — | Common Stock | 17,200 | 17,200 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock.
- F2One hundred percent (100%) of the RSUs shall vest on the second anniversary of November 17, 2017, subject to the reporting person remaining a Service Provider (as defined in the 2013 Equity Incentive Plan) through such date.