SEC Form 4 · accession 0001209191-17-060929
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick John Jermain
Officer — Sr. Vice President & CFO
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Nov 13, 2017 | M | 2,075 | $37.123 | A | 14,204 | D | |
| Common Stock, $.01 par value | Nov 13, 2017 | M | 2,075 | $34.77 | A | 16,279 | D | |
| Common Stock, $.01 par valueF2 | Nov 13, 2017 | S | 4,150 | $61.2046 | D | 12,129 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 2,105 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF3 | $37.123 | Nov 13, 2017 | M | 2,075 | D | — | Jul 27, 2025 | Common Stock | 2,075 | 0 | D |
| Options to BuyF3 | $34.77 | Nov 13, 2017 | M | 2,075 | D | — | Nov 2, 2025 | Common Stock | 2,075 | 0 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Retirement Plan as of the last report from the Plan's trustee.
- F2This transaction was executed in multiple trades at prices ranging from $61.2001 to $61.225 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.