SEC Form 4 · accession 0001209191-17-060964
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralf R Boer
Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Nov 13, 2017 | M | 1,985 | $22.17 | A | 23,735 | D | |
| Common Stock, $.01 par value | Nov 13, 2017 | S | 1,985 | $61.40 | D | 21,750 | D | |
| Common Stock, $.01 par value | Nov 14, 2017 | M | 515 | $22.17 | A | 22,265 | D | |
| Common Stock, $.01 par value | Nov 14, 2017 | M | 1,127 | $24.21 | A | 23,392 | D | |
| Common Stock, $.01 par valueF1 | Nov 14, 2017 | S | 1,642 | $61.2251 | D | 21,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $22.17 | Nov 13, 2017 | M | 1,985 | D | — | Jan 28, 2018 | Common Stock | 1,985 | 515 | D |
| Options to BuyF2 | $22.17 | Nov 14, 2017 | M | 515 | D | — | Jan 28, 2018 | Common Stock | 515 | 0 | D |
| Options to BuyF2 | $24.21 | Nov 14, 2017 | M | 1,127 | D | — | Apr 28, 2018 | Common Stock | 1,127 | 1,373 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $61.20 to $61.26 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.