SEC Form 4 · accession 0001530950-17-000215

Post Holdings, Inc. · POST

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & CFO

Period of report

Nov 13, 2017

Accepted (ET)

Nov 15, 2017 · 5:10 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001530950

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 14, 2017	F	723	$79.94	D	12,444	D
Common Stock	holding	—	—		—	3,333	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F3	—	Nov 13, 2017	A	3,677	A	—	Nov 13, 2027	Common Stock	3,677	3,677	D
Employee Stock Option (right to buy)^F4	$80.15	Nov 13, 2017	A	31,518	A	—	Nov 13, 2027	Common Stock	31,518	31,518	D

F1Surrender of shares in payment of tax withholding due as a result of the vesting of 2,166 RSUs in accordance with Rule 16b-3.
F2Each restricted stock unit represents a contingent right to receive one share of Post Holdings, Inc. common stock or a cash payment equal to the fair market value of one share of common stock at the Company's discretion upon vesting. The restricted stock units were awarded on November 13, 2017 under the Post Holdings, Inc. 2016 Long-Term Incentive Plan in a transaction exempt under Rule 16b-1 and vest in equal increments over three years.
F3One-third of the restricted stock units vest on each of the first, second, and third anniversaries of the date of grant.
F4The option to purchase 31,518 shares of common stock was awarded under the Post Holdings, Inc. 2016 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years.