SEC Form 4 · accession 0001674335-17-000066
JELD-WEN Holding, Inc. · JELD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirk S Hachigian
Director · Other
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 9:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | M | 92,664 | $18.79 | A | 125,166 | D | |
| Common Stock | Nov 13, 2017 | M | 185,328 | $14.07 | A | 310,494 | D | |
| Common Stock | Nov 13, 2017 | M | 337,564 | $10.76 | A | 648,058 | D | |
| Common Stock | Nov 13, 2017 | M | 675,128 | $6.74 | A | 1,323,186 | D | |
| Common StockF1 | Nov 13, 2017 | F | 753,227 | $35.49 | D | 569,959 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (Right to Buy)F2 | $18.79 | Nov 13, 2017 | M | 92,664 | D | — | Apr 1, 2024 | Common Stock | 92,664 | 0 | D |
| Common Stock Option (Right to Buy)F3 | $14.07 | Nov 13, 2017 | M | 185,328 | D | — | Apr 1, 2024 | Common Stock | 185,328 | 0 | D |
| Class B-1 Stock Option (Right to Buy)F4,F2 | $10.76 | Nov 13, 2017 | M | 337,564 | D | — | Apr 1, 2024 | Common Stock | 337,564 | 0 | D |
| Class B-1 Stock Option (Right to Buy)F4,F3,F5 | $6.74 | Nov 13, 2017 | M | 675,128 | D | — | Nov 30, 2025 | Common Stock | 675,128 | 0 | D |
Explanation of responses
- F1Shares reported were withheld for payment of the costs and taxes associated with the option exercises described in Table II.
- F2Options vested fully on April 1, 2016.
- F3Options vested fully on April 1, 2017.
- F4Immediately prior to the consummation of the initial public offering of the issuer's Common Stock, Class B-1 Stock Options became exercisable for Common Stock (the "Class B-1 Conversion"). The number of options and the applicable exercise prices are presented on a post-Class B-1 Conversion basis.
- F5The expiration date for these options was previously reported as 11/30/2025; however, the actual expiration date is 04/01/2024.