SEC Form 4 · accession 0001127602-17-032195
TREX CO INC · TREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank H Merlotti Jr.
Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 15, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2017 | M | 2,321 | $7.43 | A | 12,640 | D | |
| Common Stock | Nov 14, 2017 | D | 163 | $106.30 | D | 12,477 | D | |
| Common Stock | Nov 15, 2017 | S | 100 | $105.01 | D | 12,377 | D | |
| Common Stock | Nov 15, 2017 | S | 100 | $105.20 | D | 12,277 | D | |
| Common Stock | Nov 15, 2017 | S | 100 | $105.22 | D | 12,177 | D | |
| Common Stock | Nov 15, 2017 | S | 100 | $105.28 | D | 12,077 | D | |
| Common Stock | Nov 15, 2017 | S | 100 | $105.33 | D | 11,977 | D | |
| Common Stock | Nov 15, 2017 | S | 100 | $105.37 | D | 11,877 | D | |
| Common Stock | Nov 15, 2017 | S | 100 | $105.38 | D | 11,777 | D | |
| Common Stock | Nov 15, 2017 | S | 100 | $105.46 | D | 11,677 | D | |
| Common Stock | Nov 15, 2017 | S | 400 | $105.48 | D | 11,277 | D | |
| Common Stock | Nov 15, 2017 | S | 100 | $105.50 | D | 11,177 | D | |
| Common Stock | Nov 15, 2017 | S | 258 | $105.65 | D | 10,919 | D | |
| Common Stock | Nov 15, 2017 | S | 200 | $105.73 | D | 10,719 | D | |
| Common Stock | Nov 15, 2017 | S | 99 | $105.76 | D | 10,620 | D | |
| Common Stock | Nov 15, 2017 | S | 100 | $105.77 | D | 10,520 | D | |
| Common Stock | Nov 15, 2017 | S | 100 | $105.79 | D | 10,420 | D | |
| Common Stock | Nov 15, 2017 | S | 1 | $105.80 | D | 10,419 | D | |
| Common Stock | Nov 15, 2017 | S | 99 | $105.82 | D | 10,320 | D | |
| Common Stock | Nov 15, 2017 | S | 1 | $105.85 | D | 10,319 | D | |
| Common Stock | Nov 15, 2017 | G | 283 | $0.00 | D | 10,036 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $7.43 | Nov 14, 2017 | M | 2,321 | D | Jul 21, 2009 | Jul 21, 2019 | Common Stock | 2,321 | 0 | D |
Explanation of responses
- F1Stock Appreciation Rights (SARs) are being exercised pursuant to a Rule 10b5-1 Exercise plan adopted by the reporting person on February 22, 2017.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales plan adopted by the reporting person on February 22, 2017.
- F3Represents in-kind charitable gift of common stock.