SEC Form 4/A · accession 0001628280-17-011600
HARTE HANKS INC · HHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jon C Biro
Officer — Chief Financial Officer
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045919
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $1.00 | Nov 13, 2017 | A | 338,552 | A | — | Nov 13, 2027 | Common Stock | 338,552 | 338,552 | D |
Explanation of responses
- F1As a result of a clerical error, the Exercise Price in the original filing was incorrectly listed as $0.5317 and has been corrected to reflect the actual Exercise Price of $1.00.
- F2These securities were issued pursuant to a Nonqualified Stock Option Inducement Award Agreement with the Reporting Person, and vest in four equal installments on the first through fourth anniversaries of the grant date.