SEC Form 4 · accession 0001530950-17-000213
Post Holdings, Inc. · POST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Dwyer Jr.
Officer — PRES & CEO-MICHAEL FOODS GROUP
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2017 | F | 896 | $79.94 | D | 18,806 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 13, 2017 | A | 8,311 | A | — | Nov 13, 2027 | Common Stock | 8,311 | 8,311 | D |
| Employee Stock Option (right to buy)F4 | $80.15 | Nov 13, 2017 | A | 35,620 | A | — | Nov 13, 2027 | Common Stock | 35,620 | 35,620 | D |
Explanation of responses
- F1Surrender of shares in payment of tax withholding due as a result of the vesting of 2,666 RSUs in accordance with Rule 16b-3.
- F2Each restricted stock unit represents a contingent right to receive one share of Post Holdings, Inc. common stock or a cash payment equal to the fair market value of one share of common stock at the Company's discretion upon vesting. The restricted stock units were awarded on November 13, 2017 under the Post Holdings, Inc. 2016 Long-Term Incentive Plan in a transaction exempt under Rule 16b-1 and vest in equal increments over three years.
- F3One-third of the restricted stock units vest on each of the first, second, and third anniversaries of the date of grant.
- F4The option to purchase 35,620 shares of common stock was awarded under the Post Holdings, Inc. 2016 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years.