SEC Form 4 · accession 0001225208-17-017367
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Ott
Officer — Sr VP & Corporate Controller
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 14, 2017 | M | 411 | $0.00 | A | 11,581 | D | |
| Common Shares | Nov 14, 2017 | F | 191 | $93.26 | D | 11,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $93.36 | Nov 13, 2017 | A | 11,650 | A | — | Nov 13, 2027 | Common Shares | 11,650 | 11,650 | D |
| Restricted Stock UnitsF2,F1,F4 | $0.00 | Nov 14, 2017 | M | 411 | D | — | — | Common Shares | 411 | 372 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3Subject to acceleration upon certain events, the options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of November 15, 2017.
- F4Date Exercisable: November 14, 2017