SEC Form 4 · accession 0000899243-17-026452
AIRGAIN INC · AIRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur M. Toscanini
Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 9:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | M | 2,000 | $2.20 | A | 71,587 | D | |
| Common StockF1 | holding | — | — | — | 27,307 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $2.20 | Nov 13, 2017 | M | 2,000 | D | — | Dec 10, 2017 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Represents shares held by Gen 3 Partners. Mr. Toscanini may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Mr. Toscanini disclaims such beneficial ownership except to the extent of his pecuniary interest therein.
- F2The option is fully vested.