SEC Form 4 · accession 0001593968-17-001219
MICROVISION, INC. · MVIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Perry Mulligan
Officer — CEO
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2017 | A | 125,000 | $1.57 | A | 216,682 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $1.57 | Nov 13, 2017 | A | 125,000 | A | Nov 13, 2018 | Nov 13, 2027 | MicroVision Common Stock | 125,000 | 125,000 | D |
Explanation of responses
- F1These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units as follows - 25% upon each anniversary of the date of grant, subject to the terms of the 2013 Stock Option Plan, as amended.
- F2The reporting person vests ownership in this stock option as follows: 25% upon each annual anniversary of the date of grant, subject to the terms of the 2013 Stock Option Plan, as amended.