SEC Form 4 · accession 0001628280-17-011608
CURTISS WRIGHT CORP · CW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn E Tynan
Officer — Vice President and CFO
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 12:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2017 | M | 4,353 | $117.74 | A | 62,278 | D | |
| Common Stock | Nov 14, 2017 | S | 4,353 | $117.74 | D | 57,925 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $117.74 | Nov 14, 2017 | M | 4,353 | D | Nov 14, 2017 | Nov 14, 2017 | Common Stock | 4,353 | 7,404 | D |
Explanation of responses
- F1These shares were acquired through a restricted share unit grant under the Company's 2014 Long Term Incentive Plan, whereby units vested in common stock shares of Curtiss-Wright Common Stock after a three year vesting period.
- F2Shares were sold in compliance with the Company's share ownership guidelines whereby the executive may sell his vesting award if the Reporting Person is in and remains in compliance with the share ownership guidelines
- F3No price on the date of issue, option having been granted as an employee benefit transaction.