SEC Form 4 · accession 0001001250-17-000128
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry S Sternlicht
Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 15, 2017 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $126.02 | Nov 14, 2017 | A | 2,906 | A | Nov 14, 2018 | Nov 14, 2027 | Class A Common Stock | 2,906 | 2,906 | D |
| Stock Units (Share Payout)F1,F2,F3 | — | Nov 14, 2017 | A | 646 | A | — | — | Class A Common Stock | 646 | 12,814 | D |
| Stock Units (Cash Payout)F4,F5,F6 | — | Nov 14, 2017 | A | 214 | A | — | — | Class A Common Stock | 214 | 37,052 | D |
Explanation of responses
- F1Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.
- F2Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1).
- F3The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.
- F4Reflects grant of stock units in lieu of cash for quarterly board and committee retainers.
- F5Each stock unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).
- F6The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.