SEC Form 4 · accession 0000076334-17-000138
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Leonti
Officer — VP, General Counsel, Secretary
Period of report
Nov 15, 2017
Accepted (ET)
Nov 16, 2017 · 11:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2017 | M | 1,700 | $106.18 | A | 8,032 | D | |
| Common Stock | Nov 15, 2017 | F | 1,330 | $179.04 | D | 6,702 | D | |
| Common StockF1 | Nov 15, 2017 | S | 370 | $179.0708 | D | 6,332 | D | |
| Common Stock | Nov 15, 2017 | M | 12,830 | $113.19 | A | 19,162 | D | |
| Common Stock | Nov 15, 2017 | F | 10,304 | $179.04 | D | 8,858 | D | |
| Common StockF1 | Nov 15, 2017 | S | 2,526 | $179.0708 | D | 6,332 | D | |
| Common Stock | Nov 15, 2017 | M | 8,213 | $113.23 | A | 14,545 | D | |
| Common Stock | Nov 15, 2017 | F | 6,597 | $179.04 | D | 7,948 | D | |
| Common StockF1 | Nov 15, 2017 | S | 1,616 | $179.0708 | D | 6,332 | D | |
| Common Stock | Nov 15, 2017 | M | 4,690 | $124.36 | A | 11,022 | D | |
| Common Stock | Nov 15, 2017 | F | 3,923 | $179.04 | D | 7,099 | D | |
| Common StockF1 | Nov 15, 2017 | S | 767 | $179.0708 | D | 6,332 | D | |
| Common Stock | holding | — | — | — | 161 | I | Parker Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $106.18 | Nov 15, 2017 | M | 1,700 | A | Aug 14, 2016 | Aug 13, 2023 | Common Stock | 1,700 | 1,700 | D |
| Common Stock | $113.19 | Nov 15, 2017 | M | 12,830 | A | Aug 13, 2017 | Aug 12, 2024 | Common Stock | 12,830 | 12,830 | D |
| Common Stock | $113.23 | Nov 15, 2017 | M | 8,213 | A | Aug 12, 2017 | Aug 11, 2025 | Common Stock | 8,213 | 8,213 | D |
| Common Stock | $124.36 | Nov 15, 2017 | M | 4,690 | A | Aug 17, 2017 | Aug 16, 2026 | Common Stock | 4,690 | 4,690 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at an average price of 179.0708 (2679 sold at $179.057 and 2600 sold at $179.085). The reporting person undertakes to provide to Parker-Hannifin Corporation, any security holder of Parker-Hannifin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.