SEC Form 4 · accession 0001225208-17-017371
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James O'Toole
Officer — President, Communications Sol.
Period of report
Nov 14, 2017
Accepted (ET)
Nov 15, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 14, 2017 | M | 12,588 | $65.95 | A | 13,257 | D | |
| Common Shares | Nov 14, 2017 | M | 12,487 | $66.74 | A | 25,744 | D | |
| Common Shares | Nov 14, 2017 | M | 11,425 | $51.61 | A | 37,169 | D | |
| Common Shares | Nov 14, 2017 | M | 10,975 | $61.50 | A | 48,144 | D | |
| Common SharesF2 | Nov 14, 2017 | M | 1,547 | $0.00 | A | 49,691 | D | |
| Common Shares | Nov 14, 2017 | F | 809 | $93.26 | D | 48,882 | D | |
| Common SharesF3 | Nov 14, 2017 | S | 47,475 | $93.5592 | D | 1,407 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F4 | $0.00 | Nov 14, 2017 | M | 1,547 | D | — | — | Common Shares | 1,547 | 16,198 | D |
| Stock Option (Right to Buy)F5 | $65.95 | Nov 14, 2017 | M | 12,588 | D | — | Nov 9, 2025 | Common Shares | 12,588 | 25,175 | D |
| Stock Option (Right to Buy)F6 | $61.50 | Nov 14, 2017 | M | 10,975 | D | — | Nov 10, 2024 | Common Shares | 10,975 | 10,975 | D |
| Stock Option (Right to Buy)F7 | $51.61 | Nov 14, 2017 | M | 11,425 | D | — | Nov 14, 2023 | Common Shares | 11,425 | 0 | D |
| Stock Option (Right to Buy)F8 | $66.74 | Nov 14, 2017 | M | 12,487 | D | — | Nov 14, 2026 | Common Shares | 12,487 | 37,463 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3The reported price is the weighted average price for the transactions on November 14, 2017. The range of prices for the transaction is from $93.50 to $93.705 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Date Exercisable: November 14, 2017
- F5Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 9, 2015.
- F6Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 10, 2014.
- F7Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013.
- F8Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2016.