SEC Form 4 · accession 0001127602-17-032192
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elaine Ullian
Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 13, 2017 | M | 9,282 | $18.82 | A | 33,092 | D | |
| Common StockF2 | Nov 13, 2017 | S | 9,282 | $40.50 | D | 23,810 | D | |
| Common StockF2 | Nov 14, 2017 | M | 3,492 | $18.82 | A | 27,302 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $18.82 | Nov 13, 2017 | M | 9,282 | D | — | Jan 1, 2018 | Common Stock | 9,282 | 3,492 | D |
| Non-qualified Stock Option (Right to Buy)F3 | $18.82 | Nov 14, 2017 | M | 3,492 | D | — | Jan 1, 2018 | Common Stock | 3,492 | 0 | D |
Explanation of responses
- F1Transaction pursuant to an existing rule 10b5-1 trading plan.
- F2Includes 3,260 shares subject to deferral pursuant to Issuer's Deferred Equity Plan.
- F3This option became fully vested on January 1, 2008