SEC Form 4 · accession 0001225208-17-017359
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B Donahue
Officer — EVP & COO
Period of report
Nov 14, 2017
Accepted (ET)
Nov 15, 2017 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 14, 2017 | M | 17,525 | $51.61 | A | 52,134 | D | |
| Common SharesF2 | Nov 14, 2017 | M | 2,372 | $0.00 | A | 54,506 | D | |
| Common Shares | Nov 14, 2017 | F | 1,134 | $93.26 | D | 53,372 | D | |
| Common SharesF3 | Nov 14, 2017 | S | 17,525 | $93.2005 | D | 35,847 | D | |
| Common Shares | Nov 15, 2017 | S | 1,238 | $93.23 | D | 34,609 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F4 | $0.00 | Nov 14, 2017 | M | 2,372 | D | — | — | Common Shares | 2,372 | 2,148 | D |
| Stock Option (Right to Buy)F5 | $51.61 | Nov 14, 2017 | M | 17,525 | D | — | Nov 14, 2023 | Common Shares | 17,525 | 0 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3The reported price is the weighted average price for the transactions on November 14, 2017. The range of prices for the transaction is from $92.80 to $93.39 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Date Exercisable: November 14, 2017
- F5Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013.