SEC Form 4 · accession 0001010541-17-000015
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent P Abbatecola
Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 13, 2017 | M | 40,000 | $0.85 | A | 264,721 | D | |
| Common StockF4,F3,F1,F2 | Nov 13, 2017 | F | 5,502 | $6.18 | D | 259,219 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy) | $0.85 | Nov 13, 2017 | M | 40,000 | D | Nov 20, 2007 | Nov 20, 2017 | Common Stock | 40,000 | 0 | D |
| Common Stock | $6.18 | Nov 13, 2017 | A | 18,018 | A | Nov 13, 2017 | Nov 13, 2020 | Common Stock | 18,018 | 18,018 | D |
Explanation of responses
- F1Includes 150,973 shares which may be purchased pursuant to stock options, and includes 50,882 shares held by spouse.
- F2Includes 50,882 shares held by spouse.
- F3Closing Stock price on 11/13/2017
- F4No shares were sold on the open market. Pursuant to provisions of the Company's Stock Incentive Plan, shares from the option exercise were applied by the Company to cover the purchase price upon exercise of the options.