SEC Form 4 · accession 0000775158-17-000160
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Scott Grennier
Officer — Senior VP and Treasurer
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 12:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2017 | M | 2,883 | $41.52 | A | 7,574 | D | |
| Common Stock | Nov 14, 2017 | S | 2,883 | $85.80 | D | 4,691 | D | |
| Common Stock | Nov 14, 2017 | S | 486 | $85.73 | D | 4,205 | D | |
| Common Stock | Nov 14, 2017 | G | 314 | $0.00 | D | 3,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $41.52 | Nov 14, 2017 | M | 2,883 | D | — | Nov 12, 2022 | Common Stock | 2,883 | 2,884 | D |
Explanation of responses
- F1Option (right to buy) granted pursuant to the Company's Stock Plan.
- F2Options vest in one-third (1/3) annual increments commencing on 11/12/2016.