SEC Form 4 · accession 0001530950-17-000216
Post Holdings, Inc. · POST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert V Vitale
Officer — PRESIDENT & CEO · Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2017 | A | 25,734 | $0.00 | A | 277,198 | D | |
| Common StockF2 | Nov 14, 2017 | F | 2,746 | $79.94 | D | 274,452 | D | |
| Common Stock | holding | — | — | — | 39,336 | I | By 2000 Trust | |
| Common Stock | holding | — | — | — | 6,190 | I | By 2014 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $80.15 | Nov 13, 2017 | A | 72,427 | A | — | Nov 13, 2027 | Common Stock | 72,427 | 72,427 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Post Holdings, Inc. common stock. The restricted stock units were granted under the Post Holdings, Inc. 2016 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years.
- F2Surrender of shares in payment of tax withholding due as a result of the vesting of 6,666 RSUs in accordance with Rule 16b-3.
- F3The option to purchase 72,427 shares of common stock was awarded under the Post Holdings, Inc. 2016 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years.