Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 7, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

338 filings · trading day Dec 7, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 3, 2018 AForm 4 →	Dec 6, 4:32 pm EST	UNITED TECHNOLOGIES CORP /DE/UTX	Robert Kelly OrtbergCEO, Collins Aerospace Systems	79,895	$123.60	$9,875,022	79,895	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:57 pm EST	CAMDEN PROPERTY TRUSTCPT	D Keith OdenPresident, Director	26,429	$79.79	$2,108,875	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:00 pm EST	CAMDEN PROPERTY TRUSTCPT	Richard J CampoChairman and CEO, Director	26,429	$79.79	$2,108,875	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:03 pm EST	COMMVAULT SYSTEMS INCCVLT	N Robert HammerChairman, President & CEO, Director	180,000	$11.12	$2,001,600	0	—
Nov 21, 2018 AForm 4 →	Dec 7, 1:46 pm EST	Enochian Biosciences IncENOB	Mark DybulDirector	300,000	$6.50	$1,950,000	312,834	—	late
Dec 3, 2018 IForm 4 →	Dec 6, 5:20 pm EST	Zoetis Inc.ZTS	Heidi C. ChenExecutive Vice President	15,761	$29.50	$464,949	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:08 pm EST	Workday, Inc.WDAY	Aneel BhusriChief Executive Officer, Director	300,000	$1.30	$390,000	1,853,356	—
Nov 1, 2014 AForm 4 →	Dec 7, 2018, 9:05 am EST	AMERITYRE CORPAMTY	Michael Francis SullivanCEO	2,060,000	$0.10	$206,000	480,000	—	late
Sep 30, 2018 AForm 4 →	Dec 7, 3:57 pm EST	Petrolia Energy CorpBBLS	Joel Martin OppenheimDirector	1,125,000	$0.10	$112,500	5,300,833	—	late
Dec 4, 2018 SForm 4 →	Dec 6, 6:42 pm EST	CRACKER BARREL OLD COUNTRY STORE, INCCBRL	Sardar Biglari +210% Owner	500	$215.00	$107,500	500	—
Dec 4, 2018 FMForm 4 →	Dec 6, 4:53 pm EST	ARRIS International plcARRS	Ian Edward WhitingPresident, Enterprise Networks	6,325	$30.83	$67,456	18,975	—
Dec 4, 2018 JForm 4 →	Dec 6, 6:52 pm EST	PACCAR INCPCAR	Mark C PigottExecutive Chairman, Director	898	$59.32	$53,284	34,244	—
Dec 6, 2018 AForm 4 →	Dec 7, 2:18 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Roger C HochschildDirector	1,110	$45.03	$49,985	9,476	—
Dec 6, 2018 AForm 4 →	Dec 7, 2:19 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Scott MillsDirector	999	$45.03	$44,998	4,493	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:42 pm EST	MID AMERICA APARTMENT COMMUNITIES INC.MAA	Alan B Graf Jr.Director	254	$101.00	$25,654	28,508	—
Dec 6, 2018 AForm 4 →	Dec 7, 2:18 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Michael T DanDirector	555	$45.03	$25,001	8,776	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:18 pm EST	MID AMERICA APARTMENT COMMUNITIES INC.MAA	Philip W NorwoodDirector	223	$101.00	$22,523	17,327	—
Dec 4, 2018 AForm 4 →	Dec 6, 9:23 pm EST	ACTUANT CORPATU	Holly Van DeursenDirector	931	$24.17	$22,502	3,649	—
Sep 30, 2018 AForm 4 →	Dec 7, 3:54 pm EST	Petrolia Energy CorpBBLS	Quinten BeasleyOther	2,250,000	$0.01	$22,500	2,750,000	—	late
Dec 4, 2018 AForm 4 →	Dec 6, 9:21 pm EST	ACTUANT CORPATU	Sidney S. Simmons IIDirector	879	$24.17	$21,245	2,299	—
Dec 4, 2018 AForm 4 →	Dec 6, 9:22 pm EST	ACTUANT CORPATU	E James Ferland Jr.Director	879	$24.17	$21,245	10,053	—
Dec 4, 2018 AForm 4 →	Dec 6, 9:27 pm EST	ACTUANT CORPATU	J. Palmer ClarksonDirector	827	$24.17	$19,989	2,164	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:16 pm EST	MID AMERICA APARTMENT COMMUNITIES INC.MAA	William Reid SandersDirector	195	$101.00	$19,695	7,389	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:12 pm EST	MID AMERICA APARTMENT COMMUNITIES INC.MAA	Monica Houle McGurkDirector	186	$101.00	$18,786	4,771	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:20 pm EST	MID AMERICA APARTMENT COMMUNITIES INC.MAA	Gary ShorbDirector	180	$101.00	$18,180	14,339	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:10 pm EST	MID AMERICA APARTMENT COMMUNITIES INC.MAA	Russell R FrenchDirector	179	$101.00	$18,079	5,253	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:13 pm EST	MID AMERICA APARTMENT COMMUNITIES INC.MAA	Thomas H LowderDirector	177	$101.00	$17,877	2,140	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:15 pm EST	MID AMERICA APARTMENT COMMUNITIES INC.MAA	David P StockertDirector	177	$101.00	$17,877	4,149	—
Dec 3, 2018 CMForm 4 →	Dec 6, 5:12 pm EST	APPIAN CORPAPPN	Edward L HughesSenior VP, Worldwide Sales	60,000	$0.89	$17,800	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 6:49 pm EST	PACIFIC PREMIER BANCORP INCPPBI	Tom RiceSEVP & Chief Operating Officer	7,000	$6.30	$12,600	0	—
Dec 4, 2018 JForm 4 →	Dec 6, 6:37 pm EST	PACCAR INCPCAR	Charles R WilliamsonDirector	197	$59.32	$11,707	42,089	—
Dec 4, 2018 JForm 4 →	Dec 6, 6:43 pm EST	PACCAR INCPCAR	Robert A. BengstonSenior Vice President	192	$59.32	$11,400	40,907	—
Dec 4, 2018 AForm 4 →	Dec 6, 9:28 pm EST	ACTUANT CORPATU	Danny L CunninghamDirector	465	$24.17	$11,239	5,480	—
Jan 19, 2016 AForm 4 →	Dec 7, 2018, 8:32 am EST	AMERITYRE CORPAMTY	David Scott ClarkDirector	100,000	$0.10	$10,000	150,000	—	late
Jan 19, 2016 AForm 4 →	Dec 7, 2018, 8:48 am EST	AMERITYRE CORPAMTY	Terry Edwin GillandDirector	100,000	$0.10	$10,000	150,000	—	late
Jan 19, 2016 AForm 4 →	Dec 7, 2018, 8:54 am EST	AMERITYRE CORPAMTY	David HollisterDirector	100,000	$0.10	$10,000	150,000	—	late
Jan 19, 2016 AForm 4 →	Dec 7, 2018, 8:59 am EST	AMERITYRE CORPAMTY	George Duane StoddardDirector	100,000	$0.10	$10,000	150,000	—	late
Dec 4, 2018 JForm 4 →	Dec 6, 6:32 pm EST	PACCAR INCPCAR	Gregory M SpierkelDirector	131	$59.32	$7,800	27,990	—
Dec 4, 2018 JForm 4 →	Dec 6, 6:01 pm EST	PACCAR INCPCAR	Kirk S HachigianDirector	127	$59.32	$7,533	27,030	—
Dec 4, 2018 JForm 4 →	Dec 6, 6:26 pm EST	PACCAR INCPCAR	John PigottDirector	116	$59.32	$6,909	24,791	—
Dec 3, 2018 IForm 4 →	Dec 6, 4:20 pm EST	CHEVRON CORPCVX	Pierre R BreberExecutive Vice President	39	$120.67	$4,706	47,985	—
Dec 4, 2018 JForm 4 →	Dec 6, 6:00 pm EST	PACCAR INCPCAR	Beth FordDirector	78	$59.32	$4,633	7,926	—
Dec 5, 2018 AForm 4 →	Dec 7, 8:01 am EST	DUNKIN' BRANDS GROUP, INC.DNKN	Ralph AlvarezDirector	59	$73.13	$4,315	12,620	—
Dec 4, 2018 JForm 4 →	Dec 6, 6:25 pm EST	PACCAR INCPCAR	Roderick C McGearyDirector	72	$59.32	$4,265	15,303	—
Dec 6, 2018 AForm 4 →	Dec 7, 2:19 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Elizabeth E TallettDirector	69	$45.03	$3,125	7,072	—
Dec 5, 2018 AForm 4 →	Dec 7, 8:00 am EST	DUNKIN' BRANDS GROUP, INC.DNKN	Anthony DinoviDirector	40	$73.13	$2,925	8,354	—
Dec 5, 2018 AForm 4 →	Dec 7, 7:59 am EST	DUNKIN' BRANDS GROUP, INC.DNKN	Carl SparksDirector	36	$73.13	$2,633	7,717	—
Dec 5, 2018 AForm 4 →	Dec 7, 8:00 am EST	DUNKIN' BRANDS GROUP, INC.DNKN	Irene Chang BrittDirector	35	$73.13	$2,560	7,450	—
Dec 4, 2018 JForm 4 →	Dec 6, 6:53 pm EST	PACCAR INCPCAR	T. Kyle QuinnSR. V.P. & CHIEF TECH. OFFICER	39	$59.32	$2,298	8,246	—
Dec 4, 2018 JForm 4 →	Dec 6, 6:28 pm EST	PACCAR INCPCAR	Mark A SchulzDirector	33	$59.32	$1,977	7,093	—
Dec 6, 2018 JForm 4 →	Dec 7, 2:06 pm EST	BARINGS CORPORATE INVESTORSMCI	Robert Mark ShettleOther	108	$15.16	$1,644	7,318	—
Dec 7, 2018 SForm 4 →	Dec 7, 12:48 pm EST	OXBRIDGE RE HOLDINGS LtdOXBR	Raymond E CabillotDirector	105,000	$0.01	$1,050	0	—
Dec 4, 2018 JForm 4 →	Dec 6, 6:49 pm EST	PACCAR INCPCAR	Jack K. LeVierVice President	14	$59.32	$828	2,972	—
Dec 5, 2018 AForm 4 →	Dec 7, 7:59 am EST	DUNKIN' BRANDS GROUP, INC.DNKN	Mark E NunnellyDirector	11	$73.13	$804	2,241	—
Dec 6, 2018 JForm 4 →	Dec 7, 2:03 pm EST	BARINGS CORPORATE INVESTORSMCI	Janice BishopOther	34	$15.16	$522	10,451	—
Dec 4, 2018 JForm 4 →	Dec 6, 5:58 pm EST	PACCAR INCPCAR	Franklin FederDirector	7	$59.32	$444	1,592	—
Dec 6, 2018 JForm 4 →	Dec 7, 2:01 pm EST	BARINGS CORPORATE INVESTORSMCI	Thomas F FinkeOther	24	$15.16	$361	33,345	—
Dec 4, 2018 JForm 4 →	Dec 6, 6:42 pm EST	PACCAR INCPCAR	Michael T BarkleySR. VICE PRESIDENT/CONTROLLER	4	$59.32	$265	950	—
Dec 5, 2018 AForm 4 →	Dec 7, 8:01 am EST	DUNKIN' BRANDS GROUP, INC.DNKN	Linda W. BoffDirector	3	$73.13	$219	717	—
Nov 27, 2018 MForm 4 →	Dec 6, 4:02 pm EST	PC CONNECTION INCCNXN	Timothy J McGrathPresident & CEO	15,000	—	—	80,000	—	late
Dec 3, 2018 MForm 4 →	Dec 6, 4:02 pm EST	ARRAY BIOPHARMA INCARRY	Victor SandorChief Medical Officer	127,397	—	—	151,862	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:03 pm EST	Teladoc Health, Inc.TDOC	Andrew TuritzSVP - Business Development	8,202	—	—	2,734	—
Dec 4, 2018 MForm 4 →	Dec 6, 4:05 pm EST	FRP HOLDINGS, INC.FRPH	John D Milton Jr.Executive VP & CFO	3,375	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 4:05 pm EST	AquaVenture Holdings LtdWAAS	Lee S MullerChief Financial Officer	1,137	—	—	10,233	—
Dec 4, 2018 MForm 4 →	Dec 6, 4:05 pm EST	PCM, INC.PCMI	Robert Jay MileyPresident, PCM, Inc.	20,000	—	—	39,000	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:06 pm EST	OPIANT PHARMACEUTICALS, INC.OPNT	Phil SkolnickChief Scientific Officer	10,000	—	—	170,000	—
Dec 5, 2018 MForm 4 →	Dec 6, 4:06 pm EST	Expedia Group, Inc.EXPE	Courtnee A ChunDirector	682	—	—	1,363	—
Mar 20, 2018 AForm 4 →	Dec 6, 4:07 pm EST	MARLIN BUSINESS SERVICES CORPMRLN	Laura C AngerChief Human Resources Officer	3,467	—	—	3,467	—	late
Dec 6, 2018 MForm 4 →	Dec 6, 4:07 pm EST	BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM	Mary Lou BurkeCOO North America Center Ops	1,100	—	—	5,418	—
Dec 3, 2018 AMForm 4 →	Dec 6, 4:07 pm EST	ROCKWELL AUTOMATION INCROK	Blake D. MoretPresident and CEO, Director	80,740	—	—	69,200	—
Dec 6, 2018 MForm 4 →	Dec 6, 4:07 pm EST	BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM	Mary Ann TocioDirector	2,500	—	—	54,135	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:07 pm EST	BALL CorpBLL	John A HayesCHAIRMAN, PRESIDENT & C.E.O., Director	33,272	—	—	4	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:08 pm EST	REALPAGE INCRP	W Bryan HillEVP, CFO & Treasurer	121,835	—	—	0	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:08 pm EST	Hill-Rom Holdings, Inc.HRC	Barbara W. BodemSVP, Chief Financial Officer	20,992	—	—	2,924	—
Dec 6, 2018 AForm 4 →	Dec 6, 4:08 pm EST	LogMeIn, Inc.LOGM	Ita M BrennanDirector	6,483	—	—	6,483	—
Mar 20, 2018 AForm 4 →	Dec 6, 4:09 pm EST	MARLIN BUSINESS SERVICES CORPMRLN	Aswin RajappaChief Marketing Officer	3,467	—	—	3,467	—	late
Dec 3, 2018 MForm 4 →	Dec 6, 4:09 pm EST	Quanterix CorpQTRX	Joseph DriscollChief Financial Officer	20,000	—	—	234,385	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:09 pm EST	Hill-Rom Holdings, Inc.HRC	Andreas G FrankSVP, Pres. Front Line Care	1,061	—	—	1,061	—
Apr 2, 2018 AForm 4 →	Dec 6, 4:10 pm EST	NEWMARK GROUP, INC.NMRK	Barry M GosinChief Executive Officer	563,765	—	—	1,531,062	—	late
Dec 3, 2018 AForm 4 →	Dec 6, 4:11 pm EST	Sesen Bio, Inc.SESN	Dennis KimChief Medical Officer	425,000	—	—	425,000	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:12 pm EST	bluebird bio, Inc.BLUE	David DavidsonChief Medical Officer	8,000	—	—	18,951	—
Dec 3, 2018 CMForm 4 →	Dec 6, 4:13 pm EST	MongoDB, Inc.MDB	Dev IttycheriaPresident & CEO, Director	58,800	—	—	15,964	—
Dec 3, 2018 CForm 4 →	Dec 6, 4:13 pm EST	MongoDB, Inc.MDB	Eliot HorowitzChief Technology Officer, Director	7,100	—	—	1,459,463	—
Dec 4, 2018 MForm 4 →	Dec 6, 4:15 pm EST	FAIR ISAAC CORPFICO	James M WehmannExecutive Vice President	10,000	—	—	15,001	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:15 pm EST	Bandwidth Inc.BAND	W. Christopher MattonGeneral Counsel	35,000	—	—	53,500	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:15 pm EST	ANGI Homeservices Inc.ANGI	Bowman Angela R. HicksDirector	19,531	—	—	84,635	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:15 pm EST	CHEVRON CORPCVX	James William JohnsonExecutive Vice President	4,750	—	—	14,250	—
Dec 4, 2018 MForm 4 →	Dec 6, 4:16 pm EST	ANGI Homeservices Inc.ANGI	Craig M. SmithPresident & COO, Director	25,446	—	—	1,063,169	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:16 pm EST	IAC/INTERACTIVECORPIAC	Glenn SchiffmanEVP & CFO	1,000	—	—	195,000	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:17 pm EST	Odonate Therapeutics, Inc.ODT	Laura L. DouglassDirector	35,000	—	—	35,000	—
Dec 3, 2018 JForm 4 →	Dec 6, 4:17 pm EST	CONDUENT IncCNDT	Carl C Icahn +310% Owner	2	—	—	1	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:17 pm EST	TACTILE SYSTEMS TECHNOLOGY INCTCMD	Robert J. FolkesChief Operating Officer	3,043	—	—	9,132	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:18 pm EST	At Home Group Inc.HOME	Alissa M AhlmanChief Design Officer	19,290	—	—	228,580	—
Dec 5, 2018 MForm 4 →	Dec 6, 4:19 pm EST	CorMedix Inc.CRMD	Elizabeth MassonEVP, Head of Clinical Ops.	40,000	—	—	270,000	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:20 pm EST	BIOGEN INC.BIIB	Robin KramerVP, Chief Accounting Officer	795	—	—	265	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:21 pm EST	Alarm.com Holdings, Inc.ALRM	Steve ValenzuelaChief Financial Officer	1,083	—	—	37,917	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:21 pm EST	Burlington Stores, Inc.BURL	Marc KatzChief Financial Officer	3,667	—	—	29,332	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:22 pm EST	REGENXBIO Inc.RGNX	Stephen YooChief Medical Officer	20,414	—	—	40,830	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:24 pm EST	PENTAIR plcPNR	T Michael GlennDirector	17,133	—	—	0	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:27 pm EST	BIOCRYST PHARMACEUTICALS INCBCRX	Theresa HeggieDirector	30,000	—	—	30,000	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:27 pm EST	STERIS plcSTE	Walter M Rosebrough Jr.President & CEO, Director	18,000	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:28 pm EST	NLIGHT, INC.LASR	Robert MartinsenChief Technology Officer	1,378	—	—	34,000	—
Nov 30, 2018 MForm 4 →	Dec 6, 4:28 pm EST	BOSTON PRIVATE FINANCIAL HOLDINGS INCBPFH	George G SchwartzPresident-Boston Private Bank	6,611	—	—	0	—	late
Dec 4, 2018 MForm 4 →	Dec 6, 4:30 pm EST	WILEY JOHN & SONS, INC.JWA/JWB	Brian A. NapackPresident & CEO	33,812	—	—	66,704	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:30 pm EST	Walker & Dunlop, Inc.WD	William M WalkerChairman & CEO, Director	56	—	—	191	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:31 pm EST	FIRST DATA CORPFDC	John GibbonsExecutive Vice President	344,732	—	—	344,732	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:31 pm EST	Walker & Dunlop, Inc.WD	Stephen P TheobaldEVP & Chief Financial Officer	41	—	—	154	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:31 pm EST	Walker & Dunlop, Inc.WD	Richard M LucasEVP & Gen Counsel & Secretary	55	—	—	188	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:32 pm EST	Walker & Dunlop, Inc.WD	Howard W Smith IIIPresident, Director	120	—	—	411	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:32 pm EST	MATERION CorpMTRN	Gregory R. ChemnitzVP General Counsel & Secretary	7	—	—	11,494	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:33 pm EST	PHOTRONICS INCPLAB	Christopher J ProglerVP, Chief Technology Officer	2,800	—	—	16,800	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:33 pm EST	MATERION CorpMTRN	William B LawrenceDirector	4	—	—	1,852	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:33 pm EST	MATERION CorpMTRN	Darlene J. S. SolomonDirector	4	—	—	1,852	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:34 pm EST	ORGANOVO HOLDINGS, INC.ONVO	David ShapiroDirector	76,500	—	—	30,000	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:34 pm EST	BIOCRYST PHARMACEUTICALS INCBCRX	Jon P StonehousePresident & CEO, Director	80,000	—	—	0	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:34 pm EST	MATERION CorpMTRN	Vinod M KhilnaniDirector	4	—	—	1,852	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:34 pm EST	MATERION CorpMTRN	Robert B TothDirector	4	—	—	1,852	—
Dec 5, 2018 CForm 4 →	Dec 6, 4:35 pm EST	Wayfair Inc.W	Niraj ShahChief Executive Officer, Director, 10% Owner	72,000	—	—	12,154,344	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:35 pm EST	MATERION CorpMTRN	Jugal K. VijayvargiyaPresident and CEO	16	—	—	14,907	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:35 pm EST	MATERION CorpMTRN	Joseph P KelleyVice President, Finance & CFO	19	—	—	18,720	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:36 pm EST	MATERION CorpMTRN	Geoffrey WildDirector	4	—	—	1,852	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:36 pm EST	MATERION CorpMTRN	N Mohan ReddyDirector	4	—	—	1,852	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:37 pm EST	BAXTER INTERNATIONAL INCBAX	Brian StevensSVP, CAO and Controller	70,000	—	—	70,000	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:37 pm EST	MATERION CorpMTRN	Robert J PhillippyDirector	4	—	—	1,852	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:37 pm EST	MATERION CorpMTRN	Craig S ShularDirector	4	—	—	1,852	—
Dec 3, 2018 JForm 4 →	Dec 6, 4:37 pm EST	ENTERPRISE PRODUCTS PARTNERS L PEPD	Randa Duncan Williams +2Director, 10% Owner	—	—	—	0	—
Dec 5, 2018 CForm 4 →	Dec 6, 4:37 pm EST	Wayfair Inc.W	Steven ConineCo-Founder, Director, 10% Owner	72,000	—	—	12,154,646	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:39 pm EST	Arista Networks, Inc.ANET	Marc TaxaySVP and General Counsel	1,085	—	—	6,000	—
Dec 4, 2018 MForm 4 →	Dec 6, 4:39 pm EST	Intercontinental Exchange, Inc.ICE	Charles A ViceVice Chairman	35,000	—	—	47,845	—
Dec 6, 2018 MForm 4 →	Dec 6, 4:39 pm EST	Intercontinental Exchange, Inc.ICE	Andrew J SurdykowskiGeneral Counsel	2,000	—	—	4,960	—
Dec 3, 2018 JForm 4 →	Dec 6, 4:40 pm EST	ENTERPRISE PRODUCTS PARTNERS L PEPD	Graham W. BaconExecutive Vice President	—	—	—	0	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:40 pm EST	Five9, Inc.FIVN	James B DoranEVP Strategy	70,773	—	—	70,773	—
Dec 3, 2018 JForm 4 →	Dec 6, 4:42 pm EST	ENTERPRISE PRODUCTS PARTNERS L PEPD	Daniel BossSVP, Accounting & Risk Control	—	—	—	0	—
Dec 3, 2018 JForm 4 →	Dec 6, 4:44 pm EST	ENTERPRISE PRODUCTS PARTNERS L PEPD	Brent B. SecrestSenior Vice President	—	—	—	0	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:45 pm EST	LIQUIDITY SERVICES INCLQDT	William P Angrick IIIChairman of the Board and CEO, Director, 10% Owner	283,000	—	—	17,300	—
Nov 26, 2018 AForm 4 →	Dec 6, 4:45 pm EST	HarborOne Bancorp, Inc.HONE	James W. BlakeCEO & Secretary, Director	74,199	—	—	74,199	—	late
Nov 26, 2018 AForm 4 →	Dec 6, 4:45 pm EST	HarborOne Bancorp, Inc.HONE	Joseph F CaseyPresident & COO, Director	74,199	—	—	74,199	—	late
Dec 4, 2018 AForm 4 →	Dec 6, 4:45 pm EST	LIQUIDITY SERVICES INCLQDT	James M RalloPresident RSCG and CAG	85,000	—	—	5,950	—
Dec 4, 2018 MForm 4 →	Dec 6, 4:45 pm EST	Clovis Oncology, Inc.CLVS	Daniel W MuehlSee Remarks	469	—	—	4,219	—
Dec 4, 2018 MForm 4 →	Dec 6, 4:45 pm EST	Clovis Oncology, Inc.CLVS	Gillian C Ivers-ReadSee Remarks	625	—	—	5,625	—
Dec 3, 2018 JForm 4 →	Dec 6, 4:46 pm EST	ENTERPRISE PRODUCTS PARTNERS L PEPD	Harry WeitzelSVP, General Counsel & Sec, Director	—	—	—	0	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:46 pm EST	LIQUIDITY SERVICES INCLQDT	Mark A ShafferVP, Gen. Counsel & Secretary	72,400	—	—	5,050	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:46 pm EST	LIQUIDITY SERVICES INCLQDT	Jorge CelayaEVP & Chief Financial Officer	84,800	—	—	36,500	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:47 pm EST	LIQUIDITY SERVICES INCLQDT	Roger GravleyPresident, GovDeals & CIO	88,000	—	—	37,850	—
Dec 4, 2018 MForm 4 →	Dec 6, 4:50 pm EST	ENTERGY CORP /DE/ETR	Phillip R May Jr.Other	10,300	—	—	7,500	—
Dec 4, 2018 MForm 4 →	Dec 6, 4:51 pm EST	ENTERGY CORP /DE/ETR	Sallie T RainerOther	6,233	—	—	4,467	—
Dec 4, 2018 MForm 4 →	Dec 6, 4:52 pm EST	ENTERGY CORP /DE/ETR	Donald W VinciEVP & Chief Admin. Officer	2,000	—	—	2,000	—
Dec 3, 2018 AForm 4 →	Dec 6, 4:53 pm EST	NEWELL BRANDS INCNWL	Christopher H PetersonEVP, Chief Financial Officer	115,384	—	—	115,384	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:54 pm EST	TRIBUNE MEDIA COTRCO	Chandler BigelowEVP & CFO	124	—	—	22,284	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:55 pm EST	HORMEL FOODS CORP /DE/HRL	Glenn R LeitchExecutive Vice President	60,700	—	—	60,700	—
Dec 4, 2018 AMForm 4 →	Dec 6, 4:56 pm EST	HORMEL FOODS CORP /DE/HRL	Thomas R DayExecutive Vice President	145,900	—	—	65,900	—
Dec 1, 2018 MForm 4 →	Dec 6, 4:57 pm EST	INSTRUCTURE INCINST	Matthew KaminerSVP, GC & Secretary	2,364	—	—	7,240	—	late
Dec 4, 2018 AForm 4 →	Dec 6, 4:57 pm EST	HORMEL FOODS CORP /DE/HRL	James N SheehanSenior V.P. & CFO	68,600	—	—	68,600	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:58 pm EST	HORMEL FOODS CORP /DE/HRL	Deanna T BradyGroup Vice President	35,900	—	—	35,900	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:58 pm EST	HORMEL FOODS CORP /DE/HRL	Luis G MarconiGroup Vice President	27,400	—	—	27,400	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:59 pm EST	HORMEL FOODS CORP /DE/HRL	Steven J LykkenSenior Vice President	18,500	—	—	18,500	—
Dec 3, 2018 MForm 4 →	Dec 6, 4:59 pm EST	GrubHub Inc.GRUB	Linda Johnson RiceDirector	180	—	—	8,973	—
Dec 4, 2018 AForm 4 →	Dec 6, 4:59 pm EST	HORMEL FOODS CORP /DE/HRL	Larry L VorpahlGroup Vice President	34,300	—	—	34,300	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:00 pm EST	ExlService Holdings, Inc.EXLS	Clyde W OstlerDirector	3,231	—	—	13,661	—
Dec 3, 2018 AMForm 4 →	Dec 6, 5:00 pm EST	HORMEL FOODS CORP /DE/HRL	James M SplinterGroup Vice President	93,400	—	—	45,400	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:01 pm EST	HORMEL FOODS CORP /DE/HRL	Lori J MarcoSenior VP & General Counsel	34,300	—	—	34,300	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:01 pm EST	HORMEL FOODS CORP /DE/HRL	Mark A CoffeySenior Vice President	23,700	—	—	23,700	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:02 pm EST	HORMEL FOODS CORP /DE/HRL	Janet L. HoganSenior Vice President	33,200	—	—	33,200	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:02 pm EST	STANLEY BLACK & DECKER, INC.SWK	Donald AllanEVP & CFO	25,000	—	—	25,000	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:02 pm EST	HORMEL FOODS CORP /DE/HRL	Kevin L MyersSenior Vice President	35,300	—	—	35,300	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:03 pm EST	HORMEL FOODS CORP /DE/HRL	Jana L HaynesVice President and Controller	19,100	—	—	3,800	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:03 pm EST	STANLEY BLACK & DECKER, INC.SWK	Jeffrey D AnsellEVP & Group Executive-GT&S	25,000	—	—	25,000	—
Dec 1, 2018 MForm 4 →	Dec 6, 5:03 pm EST	INSTRUCTURE INCINST	Steven B. KaminskyChief Financial Officer	3,763	—	—	12,066	—	late
Dec 4, 2018 AForm 4 →	Dec 6, 5:03 pm EST	HORMEL FOODS CORP /DE/HRL	Gary JamisonVice President and Treasurer	15,300	—	—	15,300	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:04 pm EST	STANLEY BLACK & DECKER, INC.SWK	Jocelyn BelisleVP, Chief Accounting Officer	7,500	—	—	7,500	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:04 pm EST	TRIBUNE MEDIA COTRCO	Gavin William HarveyPres., WGNA & Trib. Studios	89	—	—	15,960	—
Dec 4, 2018 MForm 4 →	Dec 6, 5:05 pm EST	Clovis Oncology, Inc.CLVS	Lindsey RolfeSee Remarks	625	—	—	5,625	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:06 pm EST	STANLEY BLACK & DECKER, INC.SWK	Janet LinkSVP, General Counsel & Sec'y	15,000	—	—	15,000	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:06 pm EST	TRIBUNE MEDIA COTRCO	Edward P LazarusEVP, General Counsel & CSO	125	—	—	22,595	—
Dec 5, 2018 AForm 4 →	Dec 6, 5:06 pm EST	Interpace Diagnostics Group, Inc.IDXG	Jack E StoverPresident and CEO, Director	375,000	—	—	375,000	—	amended
Dec 3, 2018 MForm 4 →	Dec 6, 5:07 pm EST	ROCKWELL AUTOMATION INCROK	Keith D NosbuschDirector	16,892	—	—	0	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:07 pm EST	STANLEY BLACK & DECKER, INC.SWK	James M LoreePresident & CEO	75,000	—	—	75,000	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:07 pm EST	TRIBUNE MEDIA COTRCO	Brian LitmanSVP, Controller & CAO	58	—	—	10,445	—
Dec 5, 2018 AForm 4 →	Dec 6, 5:07 pm EST	Interpace Diagnostics Group, Inc.IDGX	Gregory RichardChief Commerical Officer	67,000	—	—	67,000	—	amended
Dec 5, 2018 AForm 4 →	Dec 6, 5:08 pm EST	Interpace Diagnostics Group, Inc.IDXG	James EarlyChief Financial Officer	15,000	—	—	15,000	—	amended
Dec 4, 2018 AForm 4 →	Dec 6, 5:08 pm EST	STANLEY BLACK & DECKER, INC.SWK	Robert H Raff Jr.President, Stanley Security	10,000	—	—	10,000	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:09 pm EST	LIQUIDITY SERVICES INCLQDT	Sam GuzmanVP & Chief Accounting Officer	44,600	—	—	3,100	—
Dec 4, 2018 MForm 4 →	Dec 6, 5:09 pm EST	WEC ENERGY GROUP, INC.WEC	Gale E KlappaChairman and CEO, Director	50,000	—	—	180,310	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:09 pm EST	STANLEY BLACK & DECKER, INC.SWK	Jaime A RamirezSVP&Pres. Global Emerg Mkts	15,000	—	—	15,000	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:09 pm EST	TRIBUNE MEDIA COTRCO	Lawrence WertPresident, Broadcast Media	102	—	—	18,332	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:10 pm EST	STANLEY BLACK & DECKER, INC.SWK	Joseph R VoelkerSVP, Chief HR Officer	15,000	—	—	15,000	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:11 pm EST	HMS HOLDINGS CORPHMSY	Greg D AunanSVP, Chief Accounting Officer	4,861	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:11 pm EST	HMS HOLDINGS CORPHMSY	William C LuciaChairman, President and CEO, Director	37,569	—	—	32,349	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:11 pm EST	HMS HOLDINGS CORPHMSY	Cynthia NustadEVP, Chief Strategy Officer	63,443	—	—	0	—
Dec 4, 2018 AForm 4 →	Dec 6, 5:11 pm EST	STANLEY BLACK & DECKER, INC.SWK	John H WyattPresident-SEF	15,000	—	—	15,000	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:11 pm EST	HMS HOLDINGS CORPHMSY	Ellen A RudnickDirector	17,890	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:11 pm EST	HMS HOLDINGS CORPHMSY	Jeffrey Scott ShermanEVP, CFO, and Treasurer	4,205	—	—	73,133	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:11 pm EST	HMS HOLDINGS CORPHMSY	Teresa SouthEVP HR, Chief Admin. Officer	4,400	—	—	17,743	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:12 pm EST	HMS HOLDINGS CORPHMSY	Cora M TellezDirector	9,766	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:12 pm EST	HMS HOLDINGS CORPHMSY	Douglas M. WilliamsPresident, Markets and Product	37,810	—	—	47,808	—
Dec 4, 2018 MForm 4 →	Dec 6, 5:12 pm EST	Great Western Bancorp, Inc.GWB	Kenneth James KarelsPresident and CEO	3,791	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 5:13 pm EST	Great Western Bancorp, Inc.GWB	Peter Robert ChapmanEVP and CFO	1,273	—	—	0	—
Dec 3, 2018 AMForm 4 →	Dec 6, 5:14 pm EST	ROCKWELL AUTOMATION INCROK	John P McDermottSr. Vice President	18,200	—	—	11,100	—
Dec 4, 2018 MForm 4 →	Dec 6, 5:15 pm EST	Great Western Bancorp, Inc.GWB	Douglas Richard BassRegional President and EVP	813	—	—	0	—
Dec 5, 2018 MForm 4 →	Dec 6, 5:15 pm EST	INOVIO PHARMACEUTICALS, INC.INO	Wendy L YarnoDirector	4,090	—	—	8,180	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:17 pm EST	BAXTER INTERNATIONAL INCBAX	Carole J ShapazianDirector	11,749	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 5:17 pm EST	Great Western Bancorp, Inc.GWB	Michael GoughEVP and Chief Credit Officer	163	—	—	0	—
Dec 6, 2018 MForm 4 →	Dec 6, 5:17 pm EST	INOVIO PHARMACEUTICALS, INC.INO	Avtar S DhillonDirector	25,000	—	—	0	—
Dec 5, 2018 CForm 4 →	Dec 6, 5:18 pm EST	PetIQ, Inc.PETQ	McCord ChristensenChief Executive Officer, Director	40,000	—	—	448,055	—
Dec 4, 2018 MForm 4 →	Dec 6, 5:18 pm EST	Great Western Bancorp, Inc.GWB	Donald J StrakaGeneral Counsel and Secretary	109	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 5:20 pm EST	Great Western Bancorp, Inc.GWB	Andrew James PedersonHead of P&C and L&D	82	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:22 pm EST	Ingredion IncINGR	Christine M. CastellanoSr. VP, GC, Corp. Sec. & CCO	6,762	—	—	3,382	—
Dec 5, 2018 MForm 4 →	Dec 6, 5:24 pm EST	Horizon Pharma plcHZNP	Michael A. DesJardinEVP, Technical Operations	5,861	—	—	11,722	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:27 pm EST	JOHNSON & JOHNSONJNJ	Peter FasoloExec VP, Chief HR Officer	166,695	—	—	0	—
Aug 4, 2017 AForm 4 →	Dec 6, 2018, 5:28 pm EST	Mobiquity Technologies, Inc.MOBQ	Thomas M ArnostExecutive Chairman, Director, 10% Owner	100,000	—	—	6,850,000	—	late
Jan 24, 2018 ADForm 4/A →	Dec 6, 5:29 pm EST	Mobiquity Technologies, Inc.MOBQ	Thomas M ArnostExecutive Chairman, Director, 10% Owner	3,850,000	—	—	7,500,000	—
May 7, 2018 AForm 4/A →	Dec 6, 5:29 pm EST	Mobiquity Technologies, Inc.MOBQ	Thomas M ArnostExecutive Chairman, Director, 10% Owner	—	—	—	10,357,143	—	amended
Dec 4, 2018 MForm 4 →	Dec 6, 5:29 pm EST	SOUTHERN COSO	Anthony L WilsonPres & CEO, Mississippi Power	35,061	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:30 pm EST	AVALONBAY COMMUNITIES INCAVB	Sean J. BreslinChief Operating Officer	3,852	—	—	0	—
Sep 30, 2018 AForm 4/A →	Dec 6, 5:30 pm EST	Mobiquity Technologies, Inc.MOBQ	Thomas M ArnostExecutive Chairman, Director, 10% Owner	4,041,667	—	—	14,398,810	—	amended
Dec 3, 2018 AForm 4 →	Dec 6, 5:31 pm EST	MYnd Analytics, Inc.MYND	Donald Eric D'AmbrosioChief Financial Officer	26,500	—	—	26,500	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:31 pm EST	ASSURED GUARANTY LTDAGO	Stephen DonnarummaChief Credit Officer	7,241	—	—	13,844	—
Dec 3, 2018 AForm 4 →	Dec 6, 5:31 pm EST	MYnd Analytics, Inc.MYND	George C Carpenter IVChief Executive Officer	30,000	—	—	30,000	—
Nov 15, 2018 AForm 4 →	Dec 6, 5:34 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	James T. SimsVP - External Affairs	350,000	—	—	350,000	—	late
Dec 3, 2018 AMForm 4 →	Dec 6, 5:35 pm EST	ROCKWELL AUTOMATION INCROK	John M MillerVP and Chief IP Counsel	3,820	—	—	2,300	—
Dec 3, 2018 AMForm 4 →	Dec 6, 5:35 pm EST	ROCKWELL AUTOMATION INCROK	Robert B MurphySr. VP Operations & Eng. Svcs.	7,420	—	—	6,300	—
Nov 15, 2018 AForm 4 →	Dec 6, 5:36 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	Mark A. SmithPresident & CEO, Director	750,000	—	—	750,000	—	late
Nov 15, 2018 AForm 4 →	Dec 6, 5:38 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	David Coates BelingDirector	300,000	—	—	300,000	—	late
Dec 3, 2018 MForm 4 →	Dec 6, 5:39 pm EST	EVO Payments, Inc.EVOP	Steven J de GrootEVP, General Counsel	60,000	—	—	247,042	—
Dec 3, 2018 AForm 4 →	Dec 6, 5:39 pm EST	POTBELLY CORPPBPB	Thomas J Fitzgerald IIIChief Financial Officer	93,359	—	—	93,359	—
Dec 3, 2018 AMForm 4 →	Dec 6, 5:42 pm EST	ROCKWELL AUTOMATION INCROK	Francis WlodarczykSVP	15,600	—	—	13,900	—
Nov 15, 2018 AForm 4 →	Dec 6, 5:43 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	John F. Ashburn Jr.Vice President	175,000	—	—	175,000	—	late
Nov 15, 2018 AForm 4 →	Dec 6, 5:43 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	Anna Castner WightmanDirector	300,000	—	—	300,000	—	late
Dec 4, 2018 XForm 4 →	Dec 6, 5:43 pm EST	Independent Bank Group, Inc.IBTX	Jan C WebbEVP and Secretary	1,309	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:44 pm EST	PEGASYSTEMS INCPEGA	Leon TreflerSVP, Global Customer Success	988	—	—	4,802	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:45 pm EST	Woodward, Inc.WWD	Thomas A GendronPresident and CEO, Director	4,500	—	—	106,500	—
Nov 15, 2018 AForm 4 →	Dec 6, 5:46 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	Scott HonanVP - Business Development	350,000	—	—	350,000	—	late
Nov 15, 2018 AForm 4 →	Dec 6, 5:47 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	Joseph A CarrabbaDirector	325,000	—	—	325,000	—	late
Dec 4, 2018 AForm 4 →	Dec 6, 5:47 pm EST	NORTHROP GRUMMAN CORP /DE/NOC	Mark A CaylorCorp VP & Pres, Mission System	1,655	—	—	12,125	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:49 pm EST	PEGASYSTEMS INCPEGA	Douglas I KraSVP, Global Customer Success	926	—	—	4,802	—
Nov 15, 2018 AForm 4 →	Dec 6, 5:50 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	Nilsa Guerrero-MahonDirector	300,000	—	—	300,000	—	late
Dec 3, 2018 MForm 4 →	Dec 6, 5:52 pm EST	PEGASYSTEMS INCPEGA	Efstathios A KouninisVP of Finance & CAO	480	—	—	2,217	—
Nov 15, 2018 AForm 4 →	Dec 6, 5:52 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	Michael James MorrisDirector	300,000	—	—	300,000	—	late
Nov 15, 2018 AForm 4 →	Dec 6, 5:53 pm EST	NIOCORP DEVELOPMENTS LTDNIOBF	Neal S. ShahChief Financial Officer	350,000	—	—	350,000	—	late
Dec 4, 2018 MForm 4 →	Dec 6, 5:53 pm EST	IRADIMED CORPIRMD	Monty K AllenDirector	3,690	—	—	3,690	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:54 pm EST	PEGASYSTEMS INCPEGA	Kenneth StillwellCFO, SVP	142	—	—	1,847	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:55 pm EST	Q2 Holdings, Inc.QTWO	Matthew P FlakeCEO, Director	20,000	—	—	508,664	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:55 pm EST	Q2 Holdings, Inc.QTWO	Adam D BlueChief Technology Officer	30,000	—	—	5,000	—
Dec 4, 2018 MForm 4 →	Dec 6, 5:56 pm EST	IRADIMED CORPIRMD	Francis X. CaseyVP of Reg and Qual Assur	738	—	—	2,214	—
Dec 3, 2018 MForm 4 →	Dec 6, 5:57 pm EST	PEGASYSTEMS INCPEGA	Michael R PyleSenior VP, Engineering	557	—	—	2,787	—
Dec 3, 2018 ACMForm 4 →	Dec 6, 5:57 pm EST	VEEVA SYSTEMS INCVEEV	Jonathan FaddisSVP, Gen. Counsel, Secretary	83,274	—	—	15,750	—
Dec 4, 2018 MForm 4 →	Dec 6, 5:59 pm EST	IRADIMED CORPIRMD	Brent JohnsonEXEX. VP, SALES & MARKETING	738	—	—	2,214	—
Dec 4, 2018 MForm 4 →	Dec 6, 6:01 pm EST	IRADIMED CORPIRMD	Jonathan KennedyDirector	3,690	—	—	3,690	—
Dec 3, 2018 MForm 4 →	Dec 6, 6:03 pm EST	Guidewire Software, Inc.GWRE	Marcus RyuCEO and President, Director	20,000	—	—	44,033	—
Dec 4, 2018 MForm 4 →	Dec 6, 6:04 pm EST	IRADIMED CORPIRMD	John K McCreeryChief Operating Officer	738	—	—	2,214	—
Dec 4, 2018 MForm 4 →	Dec 6, 6:06 pm EST	MUTUALFIRST FINANCIAL INCMFSF	Christopher D CookSVP, Treasurer and CFO	1,538	—	—	10,000	—
Dec 3, 2018 AMForm 4 →	Dec 6, 6:07 pm EST	ROCKWELL AUTOMATION INCROK	Steven W. EtzelVP and Treasurer	4,200	—	—	2,500	—
Dec 4, 2018 AForm 4 →	Dec 6, 6:07 pm EST	ROCKWELL AUTOMATION INCROK	Christopher NardecchiaSVP, Chief Information Officer	7,000	—	—	7,000	—
Dec 3, 2018 AMForm 4 →	Dec 6, 6:07 pm EST	ROCKWELL AUTOMATION INCROK	David M DorganVP and Controller	4,020	—	—	2,500	—
Dec 4, 2018 MForm 4 →	Dec 6, 6:08 pm EST	IRADIMED CORPIRMD	Steven M. NardiVP MANUFACTURING	738	—	—	2,214	—
Dec 1, 2018 MForm 4 →	Dec 6, 6:08 pm EST	Resonant IncRESN	Martin S McDermutChief Financial Officer	43,750	—	—	131,250	—	late
Dec 5, 2018 AForm 4 →	Dec 6, 6:08 pm EST	KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS	Bandel L Carano +6Director, 10% Owner	1,093	—	—	82,155	—
Dec 3, 2018 MForm 4 →	Dec 6, 6:10 pm EST	Alkermes plc.ALKS	Paul J MitchellDirector	1,000	—	—	11,000	—
Dec 4, 2018 MForm 4 →	Dec 6, 6:11 pm EST	IRADIMED CORPIRMD	Christopher K. ScottCFO & Secretary	2,952	—	—	8,856	—
Dec 4, 2018 MForm 4 →	Dec 6, 6:14 pm EST	IRADIMED CORPIRMD	Anthony VuotoDirector	3,690	—	—	3,690	—
Dec 4, 2018 AForm 4 →	Dec 6, 6:14 pm EST	ROCKWELL AUTOMATION INCROK	Rebecca W HouseSr.VP, Gen Counsel & Secretary	13,900	—	—	13,900	—
Dec 3, 2018 AMForm 4 →	Dec 6, 6:14 pm EST	ROCKWELL AUTOMATION INCROK	Elik I FooksSenior Vice President	8,300	—	—	6,300	—
Dec 4, 2018 AMForm 4 →	Dec 6, 6:14 pm EST	ROCKWELL AUTOMATION INCROK	Michael LaszkiewiczSVP	9,220	—	—	0	—
Dec 4, 2018 AForm 4 →	Dec 6, 6:14 pm EST	ROCKWELL AUTOMATION INCROK	Frank C KulaszewiczSVP	18,000	—	—	18,000	—
Dec 4, 2018 XForm 4 →	Dec 6, 6:16 pm EST	CLEARONE INCCLRO	Zeynep HakimogluPRESIDENT & CEO, Director	300,363	—	—	0	—
Dec 4, 2018 XForm 4 →	Dec 6, 6:17 pm EST	CLEARONE INCCLRO	Narasimhan NarayananSR VP FINANCE	4,964	—	—	0	—
Dec 4, 2018 XForm 4 →	Dec 6, 6:17 pm EST	CLEARONE INCCLRO	Edward D Bagley10% Owner	4,988,791	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 6:18 pm EST	IRADIMED CORPIRMD	Louis S. WaldmanController	738	—	—	2,214	—
Dec 4, 2018 AForm 4 →	Dec 6, 6:20 pm EST	Acer Therapeutics Inc.ACER	Salma Jutt-EghbaliChief Commercial Officer	60,000	—	—	60,000	—
Dec 3, 2018 MForm 4 →	Dec 6, 6:22 pm EST	MAXIM INTEGRATED PRODUCTS INCMXIM	Bruce E KiddooSENIOR VP and CFO	25,000	—	—	8,062	—
Dec 1, 2018 MForm 4 →	Dec 6, 6:25 pm EST	Resonant IncRESN	Neal FenziExecutive VP of Engineering	19,904	—	—	25,959	—	late
Dec 4, 2018 AForm 4 →	Dec 6, 6:29 pm EST	VALVOLINE INCVVV	Carol H. KruseDirector	863	—	—	863	—
Dec 4, 2018 MForm 4 →	Dec 6, 6:30 pm EST	MARKETAXESS HOLDINGS INCMKTX	Richard M McVeyChairman & CEO, Director	23,190	—	—	110,779	—
Dec 6, 2018 UForm 4 →	Dec 6, 6:31 pm EST	JetPay CorpJTPY	Laurence L Stone +1Director, 10% Owner	33,667	—	—	0	—
Dec 6, 2018 UForm 4 →	Dec 6, 6:33 pm EST	JetPay CorpJTPY	FLEXPOINT FUND II, L.P. +310% Owner	99,666	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 6:35 pm EST	COMSCORE, INC.SCOR	Christopher T WilsonChief Revenue Officer	2,825	—	—	2,824	—
Dec 1, 2018 MForm 4 →	Dec 6, 6:38 pm EST	Resonant IncRESN	Robert B HammondChief Technology Officer	19,933	—	—	26,049	—	late
Dec 4, 2018 MForm 4 →	Dec 6, 6:50 pm EST	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	5,000	—	—	176,254	—
Dec 1, 2018 MForm 4 →	Dec 6, 6:53 pm EST	Resonant IncRESN	George B HolmesChief Executive Officer, Director	44,764	—	—	72,039	—	late
Dec 3, 2018 MForm 4 →	Dec 6, 7:18 pm EST	Digital Realty Trust, L.P.DLR	Christopher SharpChief Technology Officer	7,871	—	—	16,996	—
Dec 3, 2018 MForm 4 →	Dec 6, 7:20 pm EST	ENBRIDGE INCENB	Cynthia L HansenSee Remarks	12,000	—	—	50,000	—
Dec 3, 2018 MForm 4 →	Dec 6, 7:21 pm EST	Digital Realty Trust, Inc.DLR	Christopher SharpChief Technology Officer	7,871	—	—	16,996	—
Dec 3, 2018 CForm 4 →	Dec 6, 7:24 pm EST	Square, Inc.SQ	Roelof BothaDirector	3,145,662	—	—	246,616	—
Dec 4, 2018 MForm 4 →	Dec 6, 7:29 pm EST	HCP, INC.HCP	Thomas KlaritchEVP and COO	82,532	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 7:45 pm EST	Digital Realty Trust, L.P.DLR	Kevin KennedyDirector	400	—	—	9,791	—
Dec 3, 2018 MForm 4 →	Dec 6, 7:47 pm EST	GENOMIC HEALTH INCGHDX	Steven ShakChief Scientific Officer	1,500	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 7:48 pm EST	Digital Realty Trust, Inc.DLR	Kevin KennedyDirector	400	—	—	9,791	—
Dec 4, 2018 MForm 4 →	Dec 6, 7:49 pm EST	PENN NATIONAL GAMING INCPENN	Carl SottosantiEVP,Gen Counsel & Secretary	20,000	—	—	0	—
Nov 30, 2018 AForm 4 →	Dec 6, 7:56 pm EST	ACCURAY INCARAY	Jesse ChewSVP and General Counsel	215,000	—	—	215,000	—	late
Nov 30, 2018 AForm 4 →	Dec 6, 7:56 pm EST	ACCURAY INCARAY	Lionel HadjadjebaSVP, Chief Customer	374,000	—	—	374,000	—	late
Nov 30, 2018 AForm 4 →	Dec 6, 7:57 pm EST	ACCURAY INCARAY	Shigeyuki HamamatsuCFO	345,000	—	—	345,000	—	late
Nov 30, 2018 AForm 4 →	Dec 6, 7:57 pm EST	ACCURAY INCARAY	Andrew J KirkpatrickSVP, Chief Operations Officer	374,000	—	—	374,000	—	late
Nov 30, 2018 AForm 4 →	Dec 6, 7:57 pm EST	ACCURAY INCARAY	Joshua LevinePresident & CEO	1,625,000	—	—	1,625,000	—	late
Nov 30, 2018 AForm 4 →	Dec 6, 7:57 pm EST	ACCURAY INCARAY	Patrick SpineSVP, Chief Admin Officer	208,100	—	—	208,100	—	late
Dec 4, 2018 MForm 4 →	Dec 6, 8:01 pm EST	TherapeuticsMD, Inc.TXMD	John C.K. Milligan IVPresident/Secretary, Director	258,000	—	—	258,127	—
Dec 3, 2018 CForm 4 →	Dec 6, 8:13 pm EST	MINDBODY, Inc.MB	Richard Lee StollmeyerCEO, Director	17,739	—	—	505,905	—
Dec 3, 2018 MForm 4 →	Dec 6, 8:13 pm EST	MyoKardia IncMYOK	June LeeSee Remarks	5,000	—	—	140,000	—
Dec 4, 2018 MForm 4 →	Dec 6, 8:13 pm EST	CLOROX CO /DE/CLX	Benno O DorerChairman & CEO, Director	155,510	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 8:15 pm EST	CLOROX CO /DE/CLX	Jeff BakerVP - CAO & Corp Controller	2,587	—	—	863	—
Dec 6, 2018 MForm 4 →	Dec 6, 8:28 pm EST	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	2,160	—	—	8,616	—
Dec 6, 2018 MForm 4 →	Dec 6, 8:35 pm EST	ENANTA PHARMACEUTICALS INCENTA	Nathaniel S. GardinerSr. VP & General Counsel	2,000	—	—	74,700	—
Dec 4, 2018 MForm 4 →	Dec 6, 8:39 pm EST	TWILIO INCTWLO	George HuChief Operating Officer	7,800	—	—	722,000	—
Dec 6, 2018 MForm 4 →	Dec 6, 8:45 pm EST	FIBROGEN INCFGEN	Thomas B NeffChief Executive Officer, Director	11,002	—	—	112,826	—
Dec 3, 2018 AForm 4 →	Dec 6, 8:52 pm EST	EVERSPIN TECHNOLOGIES INCMRAM	Geoffrey G RibarDirector	30,000	—	—	30,000	—
Dec 3, 2018 CForm 4 →	Dec 6, 9:16 pm EST	ZUORA INCZUO	Timothy M HaleyDirector	1,493,213	—	—	82,128	—
Dec 3, 2018 AForm 4 →	Dec 6, 9:35 pm EST	NETFLIX INCNFLX	Rachel WhetstoneChief Communications Officer	20	—	—	20	—
Dec 3, 2018 MForm 4 →	Dec 6, 9:39 pm EST	Tesla, Inc.TSLA	Jerome M GuillenPresident, Automotive	1,527	—	—	2,422	—
Dec 6, 2018 MForm 4 →	Dec 7, 11:07 am EST	NOVAGOLD RESOURCES INCNG	David DeisleyExec. VP & General Counsel	16,144	—	—	275,974	—
Dec 4, 2018 XForm 4 →	Dec 7, 11:59 am EST	CLEARONE INCCLRO	E Bryan Bagley10% Owner	1,047,729	—	—	0	—
Dec 5, 2018 AForm 4 →	Dec 7, 12:03 pm EST	ORACLE CORPORCL	Edward ScrevenChief Corporate Architect	500,000	—	—	500,000	—
Dec 5, 2018 AForm 4 →	Dec 7, 12:05 pm EST	FRP HOLDINGS, INC.FRPH	John D Baker IIChief Executive Officer, Director, 10% Owner	6,635	—	—	0	—
Dec 5, 2018 AForm 4 →	Dec 7, 12:06 pm EST	FRP HOLDINGS, INC.FRPH	John D Milton Jr.Executive VP & CFO	9,310	—	—	0	—
Dec 5, 2018 AForm 4 →	Dec 7, 12:19 pm EST	FRP HOLDINGS, INC.FRPH	John D KlopfensteinController & CAO	1,420	—	—	0	—
Dec 6, 2018 MForm 4 →	Dec 7, 12:26 pm EST	MISONIX INCMSON	Joseph J BrennanVP, Operations	13,250	—	—	9,000	—
Dec 6, 2018 MForm 4 →	Dec 7, 12:37 pm EST	BADGER METER INCBMI	Horst GrasVP-International	2,250	—	—	1,585	—
Dec 5, 2018 AForm 4 →	Dec 7, 12:58 pm EST	FRP HOLDINGS, INC.FRPH	David H Devilliers Jr.President	6,635	—	—	0	—
Dec 4, 2018 AXForm 4 →	Dec 7, 1:03 pm EST	Mobiquity Technologies, Inc.MOBQ	Thomas M ArnostExecutive Chairman, Director, 10% Owner	1,141,667	—	—	10,440,477	—	amended
Dec 6, 2018 MForm 4 →	Dec 7, 1:36 pm EST	YUM BRANDS INCYUM	Scott CatlettGeneral Counsel and Corp. Sec.	2,205	—	—	0	—
Dec 4, 2018 AForm 4 →	Dec 7, 1:41 pm EST	SEACOR HOLDINGS INC /NEW/CKH	William C LongEVP, CLO and Secretary	1,500	—	—	1,500	—
Dec 4, 2018 AForm 4 →	Dec 7, 1:42 pm EST	SEACOR HOLDINGS INC /NEW/CKH	Eric FabrikantChief Operating Officer	5,000	—	—	5,000	—
Dec 4, 2018 AForm 4 →	Dec 7, 1:42 pm EST	SEACOR HOLDINGS INC /NEW/CKH	Bruce WeinsSVP/Chief Financial Officer	2,000	—	—	2,000	—
Dec 4, 2018 AForm 4 →	Dec 7, 1:43 pm EST	SEACOR HOLDINGS INC /NEW/CKH	Charles FabrikantExecutive Chairman and CEO, Director	5,000	—	—	5,000	—
Dec 4, 2018 AForm 4 →	Dec 7, 1:56 pm EST	CENTRAL EUROPEAN MEDIA ENTERPRISES LTDCETV	Michael Del Ninco-Chief Executive Officer	156,740	—	—	156,740	—
Dec 4, 2018 AForm 4 →	Dec 7, 2:00 pm EST	CENTRAL EUROPEAN MEDIA ENTERPRISES LTDCETV	Christoph Mainuschco-Chief Executive Officer	156,740	—	—	156,740	—
Dec 6, 2018 MForm 4 →	Dec 7, 2:03 pm EST	VISTA GOLD CORPVGZ	John W. RozelleSenior Vice President	112,500	—	—	0	—
Dec 4, 2018 AForm 4 →	Dec 7, 2:05 pm EST	CENTRAL EUROPEAN MEDIA ENTERPRISES LTDCETV	Daniel PennEVP, General Counsel	78,372	—	—	78,372	—
Dec 4, 2018 AForm 4 →	Dec 7, 2:09 pm EST	CENTRAL EUROPEAN MEDIA ENTERPRISES LTDCETV	David SturgeonEVP, Chief Financial Officer	62,696	—	—	62,696	—
Dec 6, 2018 MForm 4 →	Dec 7, 2:21 pm EST	NEXTERA ENERGY INCNEE	Armando Pimentel Jr.Other	35,347	—	—	0	—
Dec 6, 2018 MForm 4 →	Dec 7, 2:44 pm EST	MICRON TECHNOLOGY INCMU	April S ArnzenSVP, Human Resources	1,125	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 7, 2:54 pm EST	TORO COTTC	Jody M ChristyVice President, BOSS	237	—	—	0	—
Dec 6, 2018 MForm 4 →	Dec 7, 2:58 pm EST	1 800 FLOWERS COM INCFLWS	Christopher G McCannCEO and President, Director, 10% Owner	25,000	—	—	570,000	—
Dec 5, 2018 AForm 4 →	Dec 7, 3:20 pm EST	HALLIBURTON COHAL	Anne L. BeatySenior VP, Finance	8,700	—	—	8,700	—
Dec 5, 2018 AForm 4 →	Dec 7, 3:26 pm EST	HALLIBURTON COHAL	James S BrownPresident - Western Hemisphere	66,800	—	—	66,800	—
Dec 5, 2018 AForm 4 →	Dec 7, 3:30 pm EST	HALLIBURTON COHAL	Eric CarreEVP, Global Business Lines	50,100	—	—	50,100	—
Dec 5, 2018 AForm 4 →	Dec 7, 3:35 pm EST	HALLIBURTON COHAL	Charles Geer Jr.VP and Corporate Controller	8,700	—	—	8,700	—
Dec 5, 2018 AForm 4 →	Dec 7, 3:39 pm EST	HALLIBURTON COHAL	Myrtle L JonesSenior Vice Pres - Tax	8,700	—	—	8,700	—
Dec 5, 2018 AForm 4 →	Dec 7, 3:53 pm EST	HALLIBURTON COHAL	Lance LoefflerEVP & Chief Financial Officer	51,100	—	—	51,100	—
Dec 5, 2018 AForm 4 →	Dec 7, 3:58 pm EST	HALLIBURTON COHAL	Timothy McKeonVice Pres and Treasurer	8,700	—	—	8,700	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.