SEC Form 4 · accession 0000045012-18-000191
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance Loeffler
Officer — EVP & Chief Financial Officer
Period of report
Dec 5, 2018
Accepted (ET)
Dec 7, 2018 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 5, 2018 | A | 29,800 | $31.44 | A | 63,654 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy Common StockF3 | $31.44 | Dec 5, 2018 | A | 51,100 | A | Dec 5, 2018 | Dec 5, 2028 | Common Stock | 51,100 | 51,100 | D |
| Option to Buy Common Stock | $49.61 | holding | — | — | — | Jan 2, 2018 | Jan 2, 2028 | Common Stock | 20,416 | 20,416 | D |
| Option to Buy Common Stock | $55.68 | holding | — | — | — | Jan 3, 2017 | Jan 3, 2027 | Common Stock | 16,678 | 16,678 | D |
| Option to Buy Common Stock | $34.48 | holding | — | — | — | Jan 4, 2016 | Jan 4, 2026 | Common Stock | 27,912 | 27,912 | D |
| Option to Buy Common Stock | $39.49 | holding | — | — | — | Jan 2, 2015 | Jan 2, 2025 | Common Stock | 15,594 | 15,594 | D |
Explanation of responses
- F1Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
- F2December 5, 2018 was declared a Federal Holiday. On December 4, 2018, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $31.44.
- F3The options awarded become exercisable on each of the first, second and third anniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the grant.