Form4insider filings, from the source

Company · CIK 0000822370 · SIC 2834 — Pharmaceutical Preparations · OTC

Emmaus Life Sciences, Inc. · EMMA

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $1.5M · 17sales $0 · 0net $1.5M
$10k$10k$100k$100k$1M$1MbuyssalesOct 2016Mar 2018Aug 2019Feb 2021Jul 2022Dec 2023May 2025

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
May 30, 2025 PForm 4 →Sep 2, 2026, 3:05 pm EDTWillis C LeeCEO, Director530,767$0.0342$18,126690,167+333% late
Oct 8, 2018 AForm 4/A →Nov 21, 4:50 pm ESTRSJ Investments SICAV a.s. acting in respect of its sub-fund (podfond) RSJ Gradus podfond, RSJ Investment SICAV a.s.10% Owner144,000$1.38$198,7201,056,474— plan?
Oct 8, 2018 ADForm 4/A →Nov 20, 5:56 pm ESTMichal VotrubaDirector288,000$1.38$397,4400— plan?
Oct 8, 2018 AForm 4 →Nov 20, 5:46 pm ESTRSJ Investments SICAV a.s. acting in respect of its sub-fund (podfond) RSJ Gradus podfond, RSJ Investment SICAV a.s.10% Owner144,000$1.38$198,7201,056,474— plan? late amended
Oct 8, 2018 AForm 4 →Oct 10, 9:26 pm EDTMichal VotrubaDirector144,000$1.38$198,720144,000— plan? amended
Oct 8, 2018 AForm 4 →Oct 10, 8:07 pm EDTPeter UnanueDirector30,000$1.38$41,400126,627— plan?
Oct 8, 2018 AForm 4 →Oct 10, 8:06 pm EDTJohn PappajohnDirector, 10% Owner30,000$1.38$41,400832,925— plan?
Oct 8, 2018 AForm 4 →Oct 10, 8:04 pm EDTGeoffrey E. HarrisDirector45,000$1.38$62,10097,110— plan?
Oct 3, 2018 AForm 4 →Oct 4, 6:33 pm EDTRSJ Investments SICAV a.s. acting in respect of its sub-fund (podfond) RSJ Gradus podfond, RSJ Investment SICAV a.s.10% Owner270,270$1.85$500,000912,474— plan?
Sep 28, 2018 AForm 4 →Oct 1, 8:16 pm EDTGeorge C Carpenter IVChief Executive Officer13,513$1.85$24,99998,806— plan?
Sep 24, 2018 AForm 4 →Sep 26, 8:05 pm EDTPeter UnanueDirector27,027$1.85$50,00096,627— plan?
Sep 24, 2018 AForm 4 →Sep 25, 9:39 pm EDTJohn PappajohnDirector, 10% Owner135,135$1.85$250,000802,925— plan?
Sep 24, 2018 AForm 4 →Sep 25, 9:35 pm EDTRobin L SmithDirector13,513$1.85$24,999161,539— plan?
Aug 28, 2018 PForm 4/A →Aug 28, 9:37 pm EDTJohn PappajohnDirector100,000$1.63$162,500667,790+17.6% plan?
Aug 28, 2018 AForm 4 →Aug 28, 6:45 pm EDTJohn PappajohnDirector100,000$1.63$162,500667,790— plan?
May 25, 2018 AForm 4 →May 30, 8:30 pm EDTRSJ Investments SICAV a.s. acting in respect of its sub-fund (podfond) RSJ Gradus podfond, RSJ Investment SICAV a.s.10% Owner4,500$2.27$10,215642,204— plan?
May 25, 2018 AForm 4 →May 30, 8:27 pm EDTPeter UnanueDirector4,500$2.27$10,21569,600— plan?
May 25, 2018 AForm 4 →May 30, 8:26 pm EDTJohn PappajohnDirector4,500$2.27$10,215567,790— plan?
May 25, 2018 AForm 4 →May 30, 8:25 pm EDTGeorge C Carpenter IVChief Executive Officer11,205$2.27$25,43550,913— plan?
Apr 19, 2018 AForm 4 →Apr 20, 4:46 pm EDTGeorge C Carpenter IVChief Executive Officer34,380——39,708— plan?
Apr 4, 2018 AForm 4/A →Apr 24, 4:58 pm EDTRobin L SmithDirector25,000——148,026— plan?
Apr 4, 2018 AForm 4 →Apr 20, 4:45 pm EDTRobin L SmithDirector25,000——148,026— plan? late amended
Jan 5, 2018 PForm 4 →Jan 8, 6:00 pm ESTJohn PappajohnDirector, 10% Owner10,000$3.44$34,378563,290+1.81% plan?
Dec 6, 2017 PForm 4 →Dec 6, 4:19 pm ESTPeter UnanueDirector15,000$3.65$54,73527,000+125% plan?
Dec 5, 2017 PForm 4 →Dec 7, 4:06 pm ESTGeoffrey E. HarrisDirector4,552$3.81$17,33752,110+9.57% plan?
Nov 13, 2017 AForm 4 →Nov 20, 5:52 pm ESTGeorge C Carpenter IVChief Executive Officer7,500——39,708— plan? late
Nov 13, 2017 AForm 4 →Nov 20, 5:50 pm ESTDonald Eric D'AmbrosioChief Financial Officer7,500——7,500— plan? late
Nov 13, 2017 AForm 4 →Nov 20, 5:47 pm ESTRobin L SmithDirector7,500——123,026— plan? late
Sep 19, 2017 AForm 4 →Sep 22, 7:03 pm EDTRSJ Investments SICAV a.s. acting in respect of its sub-fund (podfond) RSJ Gradus podfond, RSJ Investment SICAV a.s.10% Owner12,000——637,704— plan? late
Sep 19, 2017 AForm 4 →Sep 21, 8:21 pm EDTPeter UnanueDirector12,000——50,100— plan?
Sep 19, 2017 AForm 4 →Sep 21, 3:57 pm EDTGeoffrey E. HarrisDirector18,000——47,558— plan?
Sep 19, 2017 AForm 4 →Sep 21, 3:54 pm EDTJohn PappajohnDirector, 10% Owner12,000——553,290— plan?
Aug 9, 2017 PForm 4 →Aug 10, 4:00 pm EDTJohn PappajohnDirector, 10% Owner5,000$3.34$16,684541,290+0.93% plan?
Aug 2, 2017 PForm 4 →Aug 3, 6:09 pm EDTJohn PappajohnDirector, 10% Owner5,000$3.65$18,242536,290+0.94% plan?
Jul 25, 2017 PForm 4 →Jul 26, 8:02 pm EDTJohn PappajohnDirector, 10% Owner5,000$4.00$19,996531,290+0.95% plan?
Jul 21, 2017 PForm 4 →Jul 25, 5:29 pm EDTJohn PappajohnDirector, 10% Owner10,000$4.25$42,493526,290+1.94% plan?
Jul 17, 2017 PForm 4 →Jul 19, 4:10 pm EDTJohn PappajohnDirector, 10% Owner10,000$4.47$44,695516,290+1.98% plan?
Jul 14, 2017 AForm 4 →Jul 18, 8:53 pm EDTRobin L SmithDirector25,000——115,526— plan?
Apr 3, 2017 PForm 4 →Apr 6, 9:27 pm EDTJohn PappajohnDirector, 10% Owner9,878$6.46$63,843506,290+1.99% plan? late
Mar 21, 2017 AForm 4 →Mar 22, 6:49 pm EDTJohn PappajohnDirector, 10% Owner40,000$6.25$250,000496,412— plan?
Mar 20, 2017 PForm 4 →Mar 22, 9:19 pm EDTRSJ Investments SICAV a.s.10% Owner160,000$6.25$1,000,000625,704+34.4% plan?
Mar 3, 2017 AForm 4 →Mar 3, 7:05 pm ESTGeoffrey E. HarrisDirector5,000$6.25$31,25029,558— plan?
Feb 10, 2017 AForm 4 →Feb 14, 4:01 pm ESTJohn PappajohnDirector, 10% Owner32,000$6.25$200,000456,412— plan?
Dec 29, 2016 AForm 4 →Dec 30, 5:47 pm ESTJohn PappajohnDirector, 10% Owner16,000$6.25$100,000424,412— plan?
Dec 13, 2016 PForm 4 →Dec 14, 6:12 pm ESTRobin L SmithDirector5,000$6.00$30,00090,526+5.85% plan?
Nov 30, 2016 AForm 4 →Dec 2, 4:40 pm ESTRobin L SmithDirector16,000$6.25$100,00085,526— plan?
Nov 30, 2016 AForm 4 →Dec 2, 4:39 pm ESTThomas T TierneyDirector, 10% Owner32,000$6.25$200,000216,345— plan?
Nov 30, 2016 AForm 4 →Dec 2, 4:36 pm ESTJohn PappajohnDirector, 10% Owner32,000$6.25$200,000408,412— plan?
Nov 1, 2016 JForm 4 →Nov 3, 5:28 pm EDTRSJ Investments SICAV a.s.10% Owner20,000——465,704— plan?
Nov 1, 2016 AForm 4 →Nov 2, 9:49 pm EDTJohn PappajohnDirector, 10% Owner20,000——376,412— plan?
Nov 1, 2016 AForm 4 →Nov 2, 9:13 pm EDTGeoffrey E. HarrisDirector20,000——24,558— plan?
Nov 1, 2016 AForm 4 →Nov 2, 9:11 pm EDTThomas T TierneyDirector, 10% Owner20,000——20,000— plan?
Nov 1, 2016 AForm 4 →Nov 2, 9:07 pm EDTRobert J FollmanDirector20,000——20,000— plan?
Nov 1, 2016 AForm 4 →Nov 2, 8:58 pm EDTRobin L SmithDirector40,000——69,526— plan?
Oct 20, 2016 PForm 4 →Oct 24, 4:35 pm EDTJohn PappajohnDirector, 10% Owner200$8.50$1,700356,412+0.06% plan?
Oct 17, 2016 PForm 4 →Oct 19, 4:30 pm EDTJohn PappajohnDirector, 10% Owner1,000$8.00$8,000356,212+0.28% plan?
Oct 12, 2016 PForm 4 →Oct 14, 4:30 pm EDTJohn PappajohnDirector, 10% Owner16$7.50$120355,212+0.00% plan?
Oct 10, 2016 PForm 4 →Oct 12, 4:09 pm EDTJohn PappajohnDirector, 10% Owner1,839$6.45$11,867355,196+0.52% plan?
Sep 21, 2016 MForm 4 →Sep 23, 8:27 pm EDTThomas T Tierney10% Owner137,328$5.00$686,640184,345— plan?
Sep 21, 2016 MForm 4 →Sep 23, 6:25 pm EDTJohn PappajohnDirector, 10% Owner290,498$5.00$1,452,490353,357— plan?
Sep 21, 2016 MForm 4 →Sep 23, 6:14 pm EDTRobin L SmithDirector20,776$5.00$103,88029,526— plan?
Sep 21, 2016 MForm 4 →Sep 23, 6:07 pm EDTRobert J FollmanDirector114,074$5.00$570,370147,781— plan?
Sep 21, 2016 MForm 4 →Sep 23, 6:06 pm EDTGeorge C Carpenter IVChief Executive Officer20,254$5.00$101,27032,208— plan?
Sep 21, 2016 MForm 4 →Sep 23, 6:06 pm EDTGeoffrey E. HarrisDirector2,058$5.00$10,2904,558— plan?
Sep 19, 2016 CForm 4 →Sep 23, 4:52 pm EDTRSJ Private Equity Investment Fund with variable registered capital, a.s.10% Owner444,454——445,704— plan? late
Sep 16, 2016 GForm 4 →Sep 20, 8:24 pm EDTJohn PappajohnDirector, 10% Owner6,538,258——12,571,699— plan?
Apr 5, 2016 JForm 4 →Sep 15, 4:27 pm EDTRSJ Private Equity Investment Fund with variable registered capital, a.s.10% Owner250,000——250,000— plan? late
Apr 5, 2016 AForm 4 →Apr 7, 9:31 pm EDTRobin L SmithDirector1,000,000——1,750,000— plan?
Apr 5, 2016 AForm 4 →Apr 7, 9:17 pm EDTRobert J FollmanDirector, 10% Owner250,000——6,741,310— plan?
Apr 5, 2016 AForm 4 →Apr 7, 9:16 pm EDTPaul BuckChief Financial Officer1,000,000——1,684,867— plan?
Apr 5, 2016 AForm 4 →Apr 7, 9:12 pm EDTMichal VotrubaDirector250,000——250,000— plan? amended
Apr 5, 2016 AForm 4 →Apr 7, 9:10 pm EDTJohn PappajohnDirector, 10% Owner250,000——19,109,957— plan?
Apr 5, 2016 AForm 4 →Apr 7, 9:08 pm EDTZachary McAdooDirector250,000——1,998,720— plan?
Apr 5, 2016 AForm 4 →Apr 7, 9:07 pm EDTGeorge C Carpenter IVChief Executive Officer1,000,000——2,390,799— plan?
Apr 5, 2016 AForm 4 →Apr 7, 9:05 pm EDTGeoffrey E. HarrisDirector500,000——500,000— plan?
Apr 5, 2016 AForm 4 →Apr 7, 9:03 pm EDTAndy SassineDirector250,000——4,298,221— plan?
Aug 20, 2015 AForm 4 →Aug 24, 6:45 pm EDTRobin L SmithDirector750,000——750,000— plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Dec 12, 2018 AForm 4 →Dec 14, 4:55 pm ESTPatrick HerguthChief Executive Officer400,000——400,000—
Dec 12, 2018 AForm 4 →Dec 14, 4:54 pm ESTGeorge C Carpenter IVChief Innovation Officer50,000——50,000—
Dec 3, 2018 AForm 4 →Dec 6, 5:31 pm ESTGeorge C Carpenter IVChief Executive Officer30,000——30,000—
Dec 3, 2018 AForm 4 →Dec 6, 5:31 pm ESTDonald Eric D'AmbrosioChief Financial Officer26,500——26,500—
Oct 8, 2018 AForm 4 →Oct 10, 8:10 pm EDTGeorge C Carpenter IVChief Executive Officer48,000——48,000—
Oct 8, 2018 AForm 4 →Oct 10, 8:09 pm EDTRobin L SmithDirector48,000——48,000—
Oct 8, 2018 AForm 4 →Oct 10, 8:08 pm EDTDonald Eric D'AmbrosioChief Financial Officer30,000——30,000—
Oct 3, 2018 AForm 4 →Oct 4, 6:33 pm EDTRSJ Investments SICAV a.s. acting in respect of its sub-fund (podfond) RSJ Gradus podfond, RSJ Investment SICAV a.s.10% Owner270,270——270,270—
Sep 28, 2018 AForm 4 →Oct 1, 8:16 pm EDTGeorge C Carpenter IVChief Executive Officer13,513——13,513—
Sep 24, 2018 AForm 4 →Sep 26, 8:05 pm EDTPeter UnanueDirector27,027——27,027—
Sep 24, 2018 AForm 4 →Sep 25, 9:39 pm EDTJohn PappajohnDirector, 10% Owner135,135——135,135—
Sep 24, 2018 AForm 4 →Sep 25, 9:35 pm EDTRobin L SmithDirector13,513——13,513—
Apr 4, 2018 AForm 4 →Apr 26, 5:19 pm EDTDonald Eric D'AmbrosioChief Financial Officer18,000——18,000— late
Apr 4, 2018 AForm 4/A →Apr 24, 4:58 pm EDTRobin L SmithDirector125,000——50,000—
Apr 4, 2018 AForm 4 →Apr 20, 4:45 pm EDTRobin L SmithDirector225,000——150,000— late amended
Mar 29, 2018 AForm 4 →Apr 2, 7:18 pm EDTPeter UnanueDirector100,000$50,000.00$5,000,000,00050,000—
Mar 29, 2018 AForm 4 →Apr 2, 7:16 pm EDTJohn PappajohnDirector, 10% Owner2,000,000$500,000.00$1,000,000,000,000500,000—
Sep 19, 2017 AForm 4 →Sep 22, 7:03 pm EDTRSJ Investments SICAV a.s. acting in respect of its sub-fund (podfond) RSJ Gradus podfond, RSJ Investment SICAV a.s.10% Owner12,000——12,000— late
Sep 19, 2017 AForm 4 →Sep 21, 8:21 pm EDTPeter UnanueDirector12,000——12,000—
Sep 19, 2017 AForm 4 →Sep 21, 3:57 pm EDTGeoffrey E. HarrisDirector18,000——18,000—
Sep 19, 2017 AForm 4 →Sep 21, 3:54 pm EDTJohn PappajohnDirector, 10% Owner12,000——12,000—
Sep 18, 2017 AForm 4 →May 11, 2018, 5:03 pm EDTGeorge C Carpenter IVChief Executive Officer100,000——100,000— late
Sep 18, 2017 AForm 4/A →May 11, 2018, 5:02 pm EDTDonald Eric D'AmbrosioChief Financial Officer18,000——18,000—
Aug 21, 2017 AForm 4 →Aug 23, 3:12 pm EDTRobin L SmithDirector125,000——50,000—
Aug 8, 2017 AForm 4 →Aug 10, 4:00 pm EDTGeorge C Carpenter IVChief Executive Officer8,000——32,000—
Aug 8, 2017 AForm 4 →Aug 10, 4:00 pm EDTRobin L SmithDirector8,000——40,000—
Jul 14, 2017 AForm 4 →Jul 18, 8:55 pm EDTDonald Eric D'AmbrosioChief Financial Officer3,000——18,000—
Mar 31, 2017 AForm 4 →Apr 4, 8:09 pm EDTDonald Eric D'AmbrosioChief Financial Officer15,000——15,000—
Nov 7, 2016 AForm 4 →Jul 18, 2017, 8:57 pm EDTGeorge C Carpenter IVChief Executive Officer8,000——24,000— late
Nov 7, 2016 AForm 4 →Jul 18, 2017, 8:53 pm EDTRobin L SmithDirector16,000——32,000— late
Nov 1, 2016 AForm 4 →Nov 2, 9:16 pm EDTZachary McAdooOther20,000——20,000—
Nov 1, 2016 AForm 4 →Nov 2, 9:14 pm EDTPaul BuckChief Financial Officer16,000——16,000—
Nov 1, 2016 AForm 4 →Nov 2, 9:08 pm EDTAndy SassineOther20,000——20,000—
Nov 1, 2016 AForm 4 →Nov 2, 9:05 pm EDTGeorge C Carpenter IVChief Executive Officer16,000——16,000—
Nov 1, 2016 AForm 4 →Nov 2, 8:58 pm EDTRobin L SmithDirector16,000——16,000—
Sep 21, 2016 DMForm 4 →Sep 23, 8:27 pm EDTThomas T Tierney10% Owner———0—
Sep 21, 2016 DMForm 4 →Sep 23, 6:25 pm EDTJohn PappajohnDirector, 10% Owner———0—
Sep 21, 2016 DMForm 4 →Sep 23, 6:14 pm EDTRobin L SmithDirector———0—
Sep 21, 2016 DMForm 4 →Sep 23, 6:07 pm EDTRobert J FollmanDirector———0—
Sep 21, 2016 DMForm 4 →Sep 23, 6:06 pm EDTGeorge C Carpenter IVChief Executive Officer———0—
Sep 21, 2016 DMForm 4 →Sep 23, 6:06 pm EDTGeoffrey E. HarrisDirector———0—
Sep 19, 2016 CHPForm 4 →Sep 23, 4:52 pm EDTRSJ Private Equity Investment Fund with variable registered capital, a.s.10% Owner126,000,000——0— late
Aug 10, 2016 AForm 4 →Aug 12, 4:32 pm EDTRobert J FollmanDirector, 10% Owner2,100,000——11,000,000—
Aug 9, 2016 AForm 4 →Aug 11, 1:22 pm EDTJohn PappajohnDirector, 10% Owner2,000,000——28,000,000—
Aug 3, 2016 AForm 4 →Aug 5, 4:05 pm EDTThomas T Tierney10% Owner2,000,000——12,800,000—
Aug 3, 2016 AForm 4 →Aug 5, 4:04 pm EDTGeorge C Carpenter IVChief Executive Officer1,000,000——2,000,000—
Jul 21, 2016 AForm 4 →Jul 25, 4:04 pm EDTJohn PappajohnDirector, 10% Owner5,000,000——26,000,000—
May 4, 2016 AForm 4 →May 4, 9:49 pm EDTGeorge C Carpenter IVChief Executive Officer1,000,000——1,000,000—
Apr 21, 2016 AForm 4 →Apr 25, 5:23 pm EDTRobin L SmithDirector800,000——2,000,000—
Apr 11, 2016 AForm 4 →Apr 13, 5:16 pm EDTJohn PappajohnDirector, 10% Owner5,000,000——21,000,000—
Apr 7, 2016 AForm 4 →Apr 11, 6:31 pm EDTRobert J FollmanDirector, 10% Owner4,000,000——9,000,000—
Mar 31, 2016 AForm 4 →Apr 4, 6:13 pm EDTJohn PappajohnDirector, 10% Owner5,000,000——16,000,000—
Feb 23, 2016 AForm 4 →Feb 25, 3:09 pm ESTGeoffrey E. HarrisDirector200,000——200,000—
Dec 28, 2015 PForm 4 →Sep 15, 2016, 4:27 pm EDTRSJ Private Equity Investment Fund with variable registered capital, a.s.10% Owner20,000,000——42,000,000— late
Dec 23, 2015 AForm 4 →Dec 28, 8:42 pm ESTRobert J Follman10% Owner5,000,000——5,000,000—
Dec 23, 2015 AForm 4 →Dec 28, 8:41 pm ESTMark C Oman10% Owner4,000,000——4,000,000—
Dec 23, 2015 AForm 4 →Dec 28, 8:39 pm ESTRobin L SmithDirector1,200,000——1,200,000—
Dec 23, 2015 AForm 4 →Dec 28, 7:32 pm ESTThomas T Tierney10% Owner10,800,000——10,800,000—
Dec 23, 2015 AForm 4 →Dec 28, 5:40 pm ESTJohn PappajohnDirector, 10% Owner11,000,000——11,000,000—
Sep 14, 2015 AForm 4 →Sep 16, 5:21 pm EDTThomas T Tierney10% Owner—————
Sep 14, 2015 AForm 4 →Sep 16, 5:19 pm EDTRobin L SmithDirector—————
Sep 14, 2015 AForm 4 →Sep 16, 5:16 pm EDTRobert J FollmanDirector—————
Sep 14, 2015 AForm 4 →Sep 16, 5:11 pm EDTJohn PappajohnDirector, 10% Owner—————
Aug 20, 2015 AForm 4 →Sep 24, 4:55 pm EDTMichal VotrubaDirector250,000——250,000— late
Aug 20, 2015 AForm 4 →Aug 24, 6:52 pm EDTZachary McAdooDirector250,000——250,000—
Aug 20, 2015 AForm 4 →Aug 24, 6:50 pm EDTGeoffrey E. HarrisDirector250,000——250,000—
Aug 20, 2015 AForm 4 →Aug 24, 6:48 pm EDTRobert J FollmanDirector250,000——250,000—
Aug 20, 2015 AForm 4 →Aug 24, 6:46 pm EDTAndy SassineDirector250,000——250,000—
Aug 20, 2015 AForm 4 →Aug 24, 6:45 pm EDTRobin L SmithDirector250,000——250,000—
Aug 20, 2015 AForm 4 →Aug 24, 6:43 pm EDTJohn PappajohnDirector, 10% Owner250,000——250,000—