SEC Form 4 · accession 0001225208-18-016306

HMS HOLDINGS CORP · HMSY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 3, 2018

Accepted (ET)

Dec 6, 2018 · 5:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001196501

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 3, 2018	M	6,743	$17.45	A	63,691	D
Common Stock	Dec 3, 2018	M	3,023	$16.54	A	66,714	D
Common Stock^F1	Dec 3, 2018	S	300	$36.2683	D	66,414	D
Common Stock^F2	Dec 3, 2018	S	9,466	$35.3761	D	56,948	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Nonqualified Stock Option (Right to Buy)^F3	$17.45	Dec 3, 2018	M	6,743	D	—	Aug 21, 2027	Common Stock	6,743	0	D
Nonqualified Stock Option (Right to Buy)^F4	$16.54	Dec 3, 2018	M	3,023	D	—	Nov 11, 2026	Common Stock	3,023	0	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.215 to $36.30, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.07 to $35.97, inclusive.
F3The option vested in full on May 23, 2018.
F4The option vested in four equal installments on December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017.