SEC Form 4 · accession 0001567619-18-007433
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alissa M Ahlman
Officer — Chief Design Officer
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 3, 2018 | M | 19,290 | $15.00 | A | 22,062 | D | |
| Common StockF4 | Dec 3, 2018 | S | 19,290 | $30.00 | D | 2,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $15.00 | Dec 3, 2018 | M | 19,290 | D | — | Aug 3, 2023 | Common Stock | 19,290 | 228,580 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2018.
- F2This amount includes 2,772 shares deliverable upon vesting and settlement of restricted stock units.
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2018.
- F4This amount consists of 2,772 shares deliverable upon vesting and settlement of restricted stock units.
- F5These options are fully vested.