SEC Form 4 · accession 0001209191-18-061278
VivoSim Labs, INC. · VIVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Shapiro
Director
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497253
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.01 | Dec 4, 2018 | A | 46,500 | A | — | Dec 4, 2028 | Common Stock | 46,500 | 46,500 | D |
| Stock Option (Right to Buy)F2 | $1.01 | Dec 4, 2018 | A | 30,000 | A | — | Dec 4, 2028 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The option shares vest and become exercisable over 12 equal quarterly installments measured from December 4, 2018.
- F2The option shares vest and become exercisable in full on the earlier of (i) December 4, 2019 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting.