SEC Form 4 · accession 0001214659-18-007540
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Wehmann
Officer — Executive Vice President
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2018 | M | 10,000 | $43.90 | A | 99,726 | D | |
| Common StockF1,F2 | Dec 4, 2018 | S | 2,246 | $193.5978 | D | 97,480 | D | |
| Common StockF1,F3 | Dec 4, 2018 | S | 2,100 | $194.4474 | D | 95,380 | D | |
| Common StockF1,F4 | Dec 4, 2018 | S | 500 | $195.699 | D | 94,880 | D | |
| Common StockF1,F5 | Dec 4, 2018 | S | 800 | $196.5775 | D | 94,080 | D | |
| Common StockF1,F6 | Dec 4, 2018 | S | 1,600 | $197.2063 | D | 92,480 | D | |
| Common StockF1,F7 | Dec 4, 2018 | S | 1,000 | $198.595 | D | 91,480 | D | |
| Common StockF1,F8 | Dec 4, 2018 | S | 1,600 | $200.54 | D | 89,880 | D | |
| Common StockF1,F9 | Dec 4, 2018 | S | 154 | $201.3571 | D | 89,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F10 | $43.90 | Dec 4, 2018 | M | 10,000 | D | Apr 1, 2013 | Mar 31, 2019 | Common Stock | 10,000 | 15,001 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F10This option vests in four equal annual installments commencing on this date.
- F2This transaction was executed in multiple trades at prices ranging from $192.98 to $193.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $193.99 to $194.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $195.03 to $195.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $196.06 to $197.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F6This transaction was executed in multiple trades at prices ranging from $197.06 to $197.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F7This transaction was executed in multiple trades at prices ranging from $198.40 to $198.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F8This transaction was executed in multiple trades at prices ranging from $200.14 to $200.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F9This transaction was executed in multiple trades at prices ranging from $201.28 to $201.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.