SEC Form 4 · accession 0001144204-18-063399
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clyde W Ostler
Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Dec 3, 2018 | M | 3,231 | $8.51 | A | 12,461 | D | |
| Common Stock, par value $0.001 per share | Dec 3, 2018 | S | 3,231 | $58.10 | D | 9,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3 | $8.51 | Dec 3, 2018 | M | 3,231 | D | — | Jan 2, 2019 | Common Stock, par value $0.001 per share | 3,231 | 13,661 | D |
Explanation of responses
- F1On December 3, 2018, the reporting person exercised previously issued options to purchase an aggregate of 3,231 shares of common stock of ExlService Holdings, Inc.
- F2The sales was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- F3On January 2, 2009, the reporting person was granted 16,892 stock options. 100 percent of these options became vested and exercisable on December 31, 2009.
Remarks
Mr. Oseni is the Company's Head of Administration and Accounts