SEC Form 4 · accession 0001124796-18-000048
NLIGHT, INC. · LASR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Martinsen
Officer — Chief Technology Officer
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | M | 1,076 | $0.75 | A | 13,576 | D | |
| Common StockF1 | Dec 3, 2018 | S | 1,076 | $19.97 | D | 12,500 | D | |
| Common Stock | Dec 4, 2018 | M | 302 | $0.75 | A | 12,802 | D | |
| Common StockF2 | Dec 4, 2018 | S | 302 | $20.00 | D | 12,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $0.75 | Dec 3, 2018 | M | 1,076 | D | — | Apr 18, 2025 | Common Stock | 1,076 | 34,302 | D |
| Stock Option (Right to Buy)F3 | $0.75 | Dec 4, 2018 | M | 302 | D | — | Apr 18, 2025 | Common Stock | 302 | 34,000 | D |
Explanation of responses
- F1The reported transaction involves purchase transactions from $19.85 to $20.02 per share. The weighted average price per share was $19.97. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
- F2The reported transaction involves purchase transactions from $20 to $20.01 per share. The weighted average price per share was $20. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
- F3This option became fully vested and exercisable on February 23, 2016.