SEC Form 4 · accession 0000065984-18-000271
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sallie T Rainer
Other
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2018 | M | 2,000 | $64.60 | A | 4,419 | D | |
| Common Stock | Dec 4, 2018 | S | 2,000 | $88.00 | D | 2,419 | D | |
| Common Stock | Dec 4, 2018 | M | 2,000 | $63.17 | A | 4,419 | D | |
| Common Stock | Dec 4, 2018 | S | 2,000 | $88.00 | D | 2,419 | D | |
| Common Stock | Dec 4, 2018 | M | 2,233 | $70.56 | A | 4,652 | D | |
| Common Stock | Dec 4, 2018 | S | 2,233 | $88.00 | D | 2,419 | D | |
| Common Stock | holding | — | — | — | 3,904 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $64.60 | Dec 4, 2018 | M | 2,000 | D | — | — | Common Stock | 2,000 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $63.17 | Dec 4, 2018 | M | 2,000 | D | — | — | Common Stock | 2,000 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $70.56 | Dec 4, 2018 | M | 2,233 | D | — | Jan 26, 2026 | Common Stock | 2,233 | 4,467 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2018.
- F2The options vested in three equal annual installments on January 31, 2014, 2015 and 2016.
- F3The options vested in three equal annual installments on January 30, 2015, 2016 and 2017.
- F4The options vested on January 26, 2017.